X0306 4 2018-12-10 0 0001140310 EnSync, Inc. ESNC 0001607567 Hansen Bradley N88 W13901 MAIN STREET, SUITE 200 MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Common Stock 2018-12-10 4 M 0 250000 0.00 A 415950 D Common Stock 2018-12-10 4 F 0 84050 0.20 D 331900 D Restricted Stock Units 2018-12-10 4 M 0 250000 0.00 D Common Stock 250000 250000 D Represents shares of common stock acquired upon the vesting of a restricted stock unit award on December 10, 2018. Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on December 10, 2018. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on November 14, 2016 that partially vested on November 14, 2018 and settled on December 10, 2018. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. /s/ Bradley Hansen by Mark R. Busch, attorney-in-fact 2018-12-12