X0306 4 2015-11-17 0 0001140310 EnSync, Inc. ESNC 0001480366 Apfelbach Eric C N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 1 0 0 0 Common Stock 153364 D Restricted Stock Units 0.00 2015-11-17 4 A 0 144000 0.00 A Common Stock 144000 144000 D Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted pursuant to the Company's director compensation policy. The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2016, June 30, 2016 and September 30, 2016, respectively. /s/ Eric C. Apfelbach by Mark R. Busch, attorney-in-fact 2016-09-09