0001209191-19-005138.txt : 20190124 0001209191-19-005138.hdr.sgml : 20190124 20190124161808 ACCESSION NUMBER: 0001209191-19-005138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190122 FILED AS OF DATE: 20190124 DATE AS OF CHANGE: 20190124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Bradley CENTRAL INDEX KEY: 0001607567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 19540176 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnSync, Inc. CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N88 W13901 MAIN STREET, SUITE 200 CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: ZBB ENERGY CORP DATE OF NAME CHANGE: 20010509 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-22 0 0001140310 EnSync, Inc. ESNC 0001607567 Hansen Bradley N88 W13901 MAIN STREET, SUITE 200 MENOMONEE FALLS WI 53051 1 1 0 0 President and CEO Common Stock 2019-01-22 4 M 0 166667 0.00 A 498567 D Common Stock 2019-01-22 4 F 0 64867 0.20 D 433700 D Restricted Stock Units 2019-01-22 4 M 0 166667 0.00 D Common Stock 166667 333333 D Represents shares of common stock acquired upon the vesting of a restricted stock unit award on January 22, 2019. Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on January 22, 2019. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on December 21, 2017 that partially vested on December 21, 2018 and settled on January 22, 2019. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. /s/ Bradley Hansen by Mark R. Busch, attorney-in-fact 2019-01-24