0001181431-11-044181.txt : 20110805 0001181431-11-044181.hdr.sgml : 20110805 20110805160656 ACCESSION NUMBER: 0001181431-11-044181 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nordloh Daniel CENTRAL INDEX KEY: 0001500985 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 111014374 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZBB ENERGY CORP CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 5 1 rrd318530.xml NORDLOH FORM 5 X0304 5 2011-06-30 0 0 1 0001140310 ZBB ENERGY CORP ZBB 0001500985 Nordloh Daniel N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 0 1 0 0 VP Sales & Marketing Stock Option (right to buy) 0.57 2010-11-16 4 A 0 40000 0 A 2011-12-31 2018-11-16 Common Stock 40000 40000 D Subject to the achievement of certain performance vesting conditions for the twelve month period ended December 31, 2011, these options vest and become exercisable in three annual installments beginning December 31, 2011. /s/ Daniel Nordloh 2011-08-05