0000902595-16-000069.txt : 20160916
0000902595-16-000069.hdr.sgml : 20160916
20160916185720
ACCESSION NUMBER: 0000902595-16-000069
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160916
FILED AS OF DATE: 20160916
DATE AS OF CHANGE: 20160916
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnSync, Inc.
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: ZBB ENERGY CORP
DATE OF NAME CHANGE: 20010509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: He Jilun
CENTRAL INDEX KEY: 0001684251
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 161890363
MAIL ADDRESS:
STREET 1: 45F, CHINA RESOURCES BUILDING
STREET 2: 26 HARBOUR ROAD, WAN CHAI
CITY: HONG KONG
STATE: K3
ZIP: 00000
3
1
te131082_3.xml
OWNERSHIP DOCUMENT
X0206
3
2016-09-16
0
0001140310
EnSync, Inc.
ESNC
0001684251
He Jilun
45F, CHINA RESOURCES BUILDING
26 HARBOUR ROAD, WAN CHAI
HONG KONG
K3
00000
HONG KONG
0
0
1
0
Common Stock
8000000
I
By Melodious Investments Company Limited
Common Stock
3861776
D
Series C-1 Convertible Preferred Stock
0.6678
Common Stock
10500000
I
By Melodious Investments Company Limited
Series C-2 Convertible Preferred Stock
0.6678
Common Stock
6500000
I
By Melodious Investments Company Limited
Jilun He currently owns the entire outstanding share capital of Melodious International Investments Group Limited, which currently owns the entire outstanding share capital of Melodious Investments Company Limited which directly holds (i) 8,000,000 shares of the issuer's Common Stock, and (ii) 7,012 shares of the issuer's Series C-1 Convertible Preferred Stock and 4,341 shares of the issuer's Series C-2 Convertible Preferred Stock. Jilun He is the sole director of Melodious International Investments Group Limited and Melodious Investments Company Limited.
Pursuant to a share purchase agreement dated as of August 30, 2016 among Melodious Investments Company Limited ("MICL"), Jilun He and SPI Solar, Inc. ("SPI"), MICL has the right to request SPI to repurchase such Series C-1 Convertible Preferred Stock and Series C-2 Convertible Preferred Stock (the "Preferred Shares") at a price of US$1,018.25 per share, plus an uncompounded 10% annual interest in the event any of the Preferred Shares is not converted into Common Stock of the issuer within six months following the closing date under the share purchase agreement.
Series C-1 Convertible Preferred Stock will only become convertible upon the completion of five megawatts worth of solar projects (the "Projects") in accordance with certain supply agreement by and between Solar Power, Inc. and the issuer dated July 13, 2015 and has no expiration date.
Series C-2 Convertible Preferred Stock will only become convertible upon the completion of 15 megawatts worth of Projects and has no expiration date.
/s/ Jilun He
2016-09-16