-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlLRjZWNt2zHUufu1nyul4i7gp/ShTrx/Vw1J3F6NhcgaJccjwe5ZCj62+jZe+4a fcM/LNqwjGkIyTJ+5xzXwg== 0000892712-09-001026.txt : 20091112 0000892712-09-001026.hdr.sgml : 20091111 20091112123116 ACCESSION NUMBER: 0000892712-09-001026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091109 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mundell William CENTRAL INDEX KEY: 0001418085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 091175692 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZBB ENERGY CORP CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: X1 ZIP: 53051 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-09 0001140310 ZBB ENERGY CORP ZBB 0001418085 Mundell William N93 W14475 WHITTTAKER WAY MENOMONEE FALLS WI 53051 1 0 0 0 Stock Option (right to buy) 1.06 2009-11-09 4 A 0 75000 0 A Common Stock 75000 75000 D Granted under the 2007 Equity Incentive Plan of ZBB Energy Corporation (the "Company"). The closing price of the Company's common stock on November 9, 2009, the date of grant. The options will vest and become exercisable as to 25,000 shares covered by the option on June 30, 2010, June 30, 2011 and June 30, 2012. The option shall expire as to any portion of such option after five years following the date on which such portion vests. David Bornstein (pursuant to Power of Attorney previously filed) 2009-11-12 -----END PRIVACY-ENHANCED MESSAGE-----