-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MEA7mOM40L6j9YTNrAIEwC5DSU8U7AsLSfW5e3D9xPMHV3SbQ5H0un5DHRIdXvnj 1GHOUyEf9/bGQ7LM6+lalA== 0001179110-07-009105.txt : 20070503 0001179110-07-009105.hdr.sgml : 20070503 20070503201528 ACCESSION NUMBER: 0001179110-07-009105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070501 FILED AS OF DATE: 20070503 DATE AS OF CHANGE: 20070503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO ALAN C CENTRAL INDEX KEY: 0001194959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50295 FILM NUMBER: 07817483 MAIL ADDRESS: STREET 1: 8201 PRESTON ROAD STREET 2: STE 600 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED CELL TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001140098 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870656515 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 381 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 BUSINESS PHONE: 508-756-1212 MAIL ADDRESS: STREET 1: 381 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 FORMER COMPANY: FORMER CONFORMED NAME: A.C.T. Holdings, Inc. DATE OF NAME CHANGE: 20050303 FORMER COMPANY: FORMER CONFORMED NAME: A.C.T Holdings, Inc. DATE OF NAME CHANGE: 20050207 FORMER COMPANY: FORMER CONFORMED NAME: ACT Holdings Inc. DATE OF NAME CHANGE: 20050204 4 1 edgar.xml FORM 4 - X0202 4 2007-05-01 0 0001140098 ADVANCED CELL TECHNOLOGY, INC. OTCBB:ACTC 0001194959 SHAPIRO ALAN C 17567 CAMINO DE YATASTO PACIFIC PALISADES CA 90272 1 0 0 0 Common Stock 2007-05-01 4 J 0 13716 .61 A 231676 I By Shapiro Family Trust Convertible Debenture (right to buy) .90 2007-05-01 4 J 0 13716 D 2008-09-15 Common Stock 13716 139444 I By Shapiro Family Trust The Convertible Debenture is redeemable by the Issuer using shares of the Issuer's Common Stock at a price per share equal to the lesser of (i) $.90, and (ii) 85% of the average closing prices on the ten days immediately prior to the date of redemption. In accordance with the terms of the Convertible Debenture, the Convertible Debenture may be converted by the reporting person at any time while outstanding, and the Issuer is required to redeem (in cash or in shares) 1/30th of the outstanding amount of the Convertible Debenture each month during its term. On May 1st, the Issuer effected the May redemption using shares of Common Stock having a value of $.61 per share, resulting in the issuance to the reporting person of 13,716 shares of Common Stock. This amount does not include 87,063 shares of Common Stock owned directly by the reporting person. /s/ Alan C. Shapiro 2007-05-02 -----END PRIVACY-ENHANCED MESSAGE-----