0001144204-19-043452.txt : 20190904 0001144204-19-043452.hdr.sgml : 20190904 20190904171059 ACCESSION NUMBER: 0001144204-19-043452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 191075387 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv528877_4.xml OWNERSHIP DOCUMENT X0306 4 2019-09-03 0 0001425565 Real Goods Solar, Inc. RGSE 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC 110 16TH STREET, SUITE 300 DENVER CO 80202 1 1 0 0 CEO Class A Common Stock 2019-09-03 4 A 0 60000 0.00 A 270000 D Granted as Restricted Stock, the Shares shall vest fully (100%) on the first anniversary of the Grant Date /s/ Dennis Lacey 2019-09-04