0001144204-19-031729.txt : 20190620 0001144204-19-031729.hdr.sgml : 20190620 20190620163740 ACCESSION NUMBER: 0001144204-19-031729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190620 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 19908950 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4 1 tv523988_4.xml OWNERSHIP DOCUMENT X0306 4 2019-06-20 0 0001425565 Real Goods Solar, Inc. RGSE 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 1 1 0 0 CEO Class A Common Stock 2019-06-20 4 P 0 40000 0.264 A 210000 D Class A Common Stock 2019-06-20 4 P 0 10000 0.264 A 55000 I by Wife The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.265 to $0.258, inclusive. The reporting person undertakes to provide to Real Goods Solar, Inc. any security holder of Real Goods Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.261 to $0.265, inclusive. The reporting person undertakes to provide to Real Goods Solar, Inc. any security holder of Real Goods Solar, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4. /s/ Dennis Lacey 2019-06-20