0001144204-18-059248.txt : 20181113 0001144204-18-059248.hdr.sgml : 20181113 20181113135728 ACCESSION NUMBER: 0001144204-18-059248 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181109 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACEY DENNIS J CENTRAL INDEX KEY: 0001139999 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 181177082 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 110 16TH STREET, 3RD FLOOR CITY: DENVER STATE: CO ZIP: 80202 4/A 1 tv507137_4a.xml FORM 4/A X0306 4/A 2018-11-09 2018-11-09 0 0001425565 Real Goods Solar, Inc. RGSE 0001139999 LACEY DENNIS J C/O REAL GOODS SOLAR, INC. 110 16TH STREET, SUITE 300 DENVER CO 80202 1 1 0 0 CEO Class A Common Stock 2018-11-09 4 P 0 50000 0.37 A 170000 D Class A Common Stock 2018-11-09 4 P 0 45000 0.37 A 45000 I By wife Class A Common Stock 2018-11-09 4 P 0 55000 0.37 A 55000 I See footnote By Inside Limited Partnership, a limited partnership of which each of the reporting person and his wife is both a general and limited partner. /s/ Dennis Lacey 2018-11-13