EX-FILING FEES 4 d466873dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

LPL Financial Holdings Inc.

LPL Holdings, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
     Security Type   Security Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered (1)
  Proposed
Maximum
Offering Price
Per Unit
  Maximum Aggregate
Offering Price
  Fee Rate   Amount of
Registration
Fee
 

Carry
Forward

Form
Type

 

Carry

Forward

File

Number

  Carry
Forward
Initial
effective
date
  Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
    Equity   Common Stock, $0.001 par value per share   457(o)   (2)   (3)                
                         

Fees to Be

Paid

  Debt   Debt Securities (4)   457(o)   (2)   (3)                
                         
    Other   Guarantees (5)   457(n)   (5)   (5)                
                         
   

Unallocated

(Universal)

Shelf

  N/A   457(o)   (2)   Unallocated (Universal) Shelf   $3,000,000,000   .0001102   $330,600          
                         

Fees

Previously

Paid

 

Unallocated

(Universal)

Shelf

  N/A   457(o)    

Unallocated

(Universal)

Shelf

  $3,000,000,000   0.0001102   $330,600         (6)
 
Carry Forward Securities
                         

Carry

Forward

Securities

  N/A   N/A   N/A   N/A     N/A       N/A   N/A   N/A   N/A
                   
    Total Offering Amounts      $3,000,000,000     $330,600          
                   
    Total Fees Previously Paid          $330,600          
                   
    Total Fee Offsets          N/A          
                   
    Net Fee Due                $0                

 

(1)

Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the common stock being registered hereunder includes such indeterminable number of shares of common stock that may be offered or issued in connection with any stock split, stock dividend or similar transactions.

 

(2)

There are being registered hereunder an indeterminate number of shares of common stock and an indeterminate principal amount of debt securities. The proposed maximum offering price will be determined, from time to time, by the applicable registrant in connection with the issuance by such registrant of the securities registered hereunder. In no event will the aggregate maximum offering price of all securities issued pursuant to this registration statement exceed $3,000,000,000 or, if any debt securities are issued at an original issue discount, such greater amount as will result in an aggregate offering price of $3,000,000,000, less the aggregate dollar amount of all securities previously issued pursuant to this registration statement.

 

(3)

The proposed maximum per unit and aggregate offering prices per class of securities will be determined from time to time by the applicable registrant in connection with the issuance by such registrant of the securities registered under this registration statement and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. to the Calculation of Filing Fee Tables and Related Disclosure on Form S-3 under the Securities Act.

 

(4)

Debt securities issued under this registration statement may consist of one or more series of senior and/or subordinated debt securities of LPL Holdings, Inc.

 

(5)

LPL Financial Holdings Inc. will fully and unconditionally guarantee the payment of principal of, and premium (if any) and interest on, the debt securities of LPL Holdings, Inc. No separate consideration will be received for the guarantees. Pursuant to Rule 457(n) under the Securities Act, no registration fee is required with respect to the guarantees.

 

(6)

The Registrants previously paid $330,600 when the Registrants initially filed the Registration Statement on Form S-3 (File No. 333-274631) with the Securities and Exchange Commission on September 22, 2023.