13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ------------------ Check here if Amendment [ ]: Amendment Number: ---------- This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Glenview Capital Management, Inc. Address: 540 Madison Avenue, 33rd Floor New York, New York 10022 Form 13F File Number: 28-10134 --------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Anthony Chaves Title: CFO Phone: 212-812-4730 Signature, Place and Date of Signing: /s/ Anthony Chaves ---------------------- 540 Madison Avenue, 33rd Floor November 12, 2002 New York, New York 10022 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $659,249.16 (thousands) List of Other Included Managers: No Form 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Name of Class Title CUSIP Value (x$1000) Issuer Accenture Ltd. Common g1150g111 5,712.00 Advanced PCS Common 00790k109 45,060.00 Allied Capital Corp. Common 01903q108 7,696.52 American Tower NT CV 5.00% 029912af9 3,010.00 Aon Corporation Common 37389103 32,784.00 Asbury Automotive Group Common 43436104 6,265.88 Bristol Myers Squibb Co. Common 110122108 11,900.00 CDW Computer Centers Inc. Common 125129106 6,205.74 CSG Systems Common 126349109 8,559.77 Caremark Rx Inc. Common 141705103 8,500.00 Celestica Inc. Sub Vt Shs 15101q108 20,868.30 Cendant Corporation Common 151313103 12,912.00 Chiquita Brands Intl. Common 170032809 12,179.24 Circuit City Common 172737108 12,120.00 Comdisco Inc. Mtn NT CV 7.25% 20033rgb9 3,802.50 Comdisco Inc. Common 200336105 - Comverse Technology Common 205862402 1,747.50 Conocophillips Common 20825c104 6,025.07 Delta & Pine Lane Common 247357106 7,035.00 Disney Walt Co (holding Co) Common 254687106 6,056.00 Dollar General Common 256669102 2,013.00 Echostar Communications NT CV 4.875% 278762ad1 1,530.00 Electronic Data Systems Common 285661104 6,990.00 Enterasys Networks Inc. Common 293637104 11,073.14 Expedia Common 302125109 5,789.30 Express Scripts Inc.R[26]C Common 302182100 28,884.70 First Data Corp. Common 319963104 19,565.00 Foot Locker Inc. Common 344849104 5,244.75 GameStop Common 36466r101 8,932.56 Gap Inc. Common 364760108 5,924.10 General Motors Corporation CL H New 370442832 4,891.59 Global Payments Common 37940x102 11,924.48 Homestore.Com Inc. Common 437852106 265.08 IMS Health Inc. Common 449934108 14,970.00 Interactive Data Corp. Common 45840J107 2,450.00 M&T Bank Corp. Common 55261f104 9,851.25 McDonald's Corp. Common 580135101 4,415.00 Newhall Land & Farming Common 651426108 1,082.40 Nextel Com 11.125 Series Preferred 65332v707 12,100.00 Northrop Grumman Corp. Common 666807102 14,264.60 PerkinElmer NT Zero CV 714046aa7 2,563.18 Pharmacia Corporation Common 71713u102 19,440.00 Philip Morris Common 718154107 23,280.00 Providian Financial Corp. NT Zero CV 74406aab8 10,762.50 Providian Financial Corp. Common 74406a102 9,993.55 Qwest Communication NT CV 7.25% 501813aa7 4,547.50 Raytheon Company Common 755111507 2,930.00 RibaPharm Inc. Common 762537108 6,778.80 SBA Communications NT CV 10.25% 78388jae6 4,587.00 SPX Corporation Common 784635104 30,824.95 Sappi Ltd. Spon ADR 803069202 17,718.88 Sears Roebuck & Co. Common 812387108 7,800.00 Spectrasite Holdings NT CV 11.25% 84760TAE0 12,093.75 Spectrasite Holdings NT CV 6.75% 84760tal4 12,398.45 Spectrasite Holdings NT CV 12.50% 84760tan0 4,485.00 Synavant Inc. Common 87157a105 2,139.76 Textron Inc. Common 883203101 10,410.73 Ticket Master CL B 88633P203 15,250.00 Transocean Sedco Forex Inc. Ord g90078109 8,338.72 Tyco International Ltd. NT Zero CV 902124ac0 19,781.25 Tyco International Ltd. NT CV 6.375 902118ab4 14,481.25 ValueVision Intl. Inc. CL A 92047k107 5,922.34 Viad Corp. Common 92552r109 4,846.00 Waddell & Reed Financial Common 930059100 2,965.11 Wyeth Common 983024100 14,310.00 ------------ 659,249.16 ------------ 659,249.16 ============
Column 1 Column 5 Column 6 Column 7 Column 8 Name of Shrs or SH/PRN Put/ Investment Other Voting authority Issuer prn amt. Call discretion managers Sole Shared None Accenture Ltd. 400,000 SH Yes None Sole Advanced PCS 2,000,000 SH Yes None Sole Allied Capital Corp. 351,600 SH Yes None Sole American Tower 35,000,000 FV Yes None Sole Aon Corporation 1,600,000 SH Yes None Sole Asbury Automotive Group 716,100 SH Yes None Sole Bristol Myers Squibb Co. 500,000 SH Yes None Sole CDW Computer Centers Inc. 146,500 SH Yes None Sole CSG Systems 785,300 SH Yes None Sole Caremark Rx Inc. 500,000 SH Yes None Sole Celestica Inc. 1,593,000 SH Yes None Sole Cendant Corporation 1,200,000 SH Yes None Sole Chiquita Brands Intl. 788,300 SH Yes None Sole Circuit City 800,000 SH Yes None Sole Comdisco Inc. Mtn 4,500,000 FV Yes None Sole Comdisco Inc. 8,115,700 SH Yes None Sole Comverse Technology 250,000 SH Yes None Sole Conocophillips 130,300 SH Yes None Sole Delta & Pine Lane 375,400 SH Yes None Sole Disney Walt Co (holding Co) 400,000 SH Yes None Sole Dollar General 150,000 SH Yes None Sole Echostar Communications 14,000,000 FV Yes None Sole Electronic Data Systems 500,000 SH Yes None Sole Enterasys Networks Inc. 8,517,800 SH Yes None Sole Expedia 114,300 SH Yes None Sole Express Scripts Inc.R[26]C 529,800 SH Yes None Sole First Data Corp. 700,000 SH Yes None Sole Foot Locker Inc. 525,000 SH Yes None Sole GameStop 436,800 SH Yes None Sole Gap Inc. 546,000 SH Yes None Sole General Motors Corporation 534,600 SH Yes None Sole Global Payments 465,800 SH Yes None Sole Homestore.Com Inc. 883,600 SH Yes None Sole IMS Health Inc. 1,000,000 SH Yes None Sole Interactive Data Corp. 200,000 SH Yes None Sole M&T Bank Corp. 125,000 SH Yes None Sole McDonald's Corp. 250,000 SH Yes None Sole Newhall Land & Farming 44,000 SH Yes None Sole Nextel Com 11.125 Series 20,000 SH Yes None Sole Northrop Grumman Corp. 115,000 SH Yes None Sole PerkinElmer 26,102,000 FV Yes None Sole Pharmacia Corporation 500,000 SH Yes None Sole Philip Morris 600,000 SH Yes None Sole Providian Financial Corp. 17,000,000 FV Yes None Sole Providian Financial Corp. 2,039,500 SH Yes None Sole Qwest Communication 6,000,000 FV Yes None Sole Raytheon Company 100,000 SH Yes None Sole RibaPharm Inc. 1,506,400 SH Yes None Sole SBA Communications 22,500,000 FV Yes None Sole SPX Corporation 305,500 SH Yes None Sole Sappi Ltd. 1,547,500 SH Yes None Sole Sears Roebuck & Co. 200,000 SH Yes None Sole Spectrasite Holdings 13,855,000 FV Yes None Sole Spectrasite Holdings 23,000,000 FV Yes None Sole Spectrasite Holdings 20,850,000 FV Yes None Sole Synavant Inc. 2,641,679 SH Yes None Sole Textron Inc. 305,300 SH Yes None Sole Ticket Master 1,000,000 SH Yes None Sole Transocean Sedco Forex Inc. 400,900 SH Yes None Sole Tyco International Ltd. 30,000,000 FV Yes None Sole Tyco International Ltd. 3,500,000 FV Yes None Sole ValueVision Intl. Inc. 503,600 SH Yes None Sole Viad Corp. 237,200 SH Yes None Sole Waddell & Reed Financial 167,900 SH Yes None Sole Wyeth 450,000 SH Yes None Sole