-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WiHwaCaoqyD6kveuALRRim23CCKHPPvWaO2ixFek00vWbgZjtIXzxqy4orvPiv+n TyN1+KucXPMt3lOzG7uyrA== 0000905148-07-004743.txt : 20070702 0000905148-07-004743.hdr.sgml : 20070702 20070702214104 ACCESSION NUMBER: 0000905148-07-004743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070628 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nalco Holding CO CENTRAL INDEX KEY: 0001298341 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 161701300 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: (630) 305-1000 MAIL ADDRESS: STREET 1: 1601 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 FORMER COMPANY: FORMER CONFORMED NAME: Nalco CORP DATE OF NAME CHANGE: 20040723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBINS LAWRENCE M CENTRAL INDEX KEY: 0001228603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32342 FILM NUMBER: 07957264 BUSINESS ADDRESS: STREET 1: C.O GLENVIEW CAPITAL MANAGEMENT STREET 2: 540 MADISON AVNEUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128124707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLENVIEW CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001138995 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32342 FILM NUMBER: 07957265 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2128124700 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 4 1 efc7-1781_ex.xml PART 3 OF 4 X0202 4 2007-06-28 1 0001298341 Nalco Holding CO NLC 0001138995 GLENVIEW CAPITAL MANAGEMENT LLC 767 FIFTH AVENUE 44TH FLOOR NEW YORK NY 10153 0 0 1 0 0001228603 ROBBINS LAWRENCE M 0 0 1 0 Common Stock 2007-06-29 4 S 0 6100 27.62 D 538600 I See Footnote Common Stock 2007-06-29 4 S 0 2900 27.45 D 535700 I See Footnote Common Stock 2007-06-29 4 S 0 2900 27.65 D 532800 I See Footnote Common Stock 2007-06-29 4 S 0 200 27.66 D 532600 I See Footnote Common Stock 2007-07-02 4 S 0 53500 27.75 D 648100 I See Footnote Common Stock 2007-07-02 4 S 0 6000 27.69 D 642100 I See Footnote Common Stock 2007-07-02 4 S 0 5400 27.74 D 636700 I See Footnote Common Stock 2007-07-02 4 S 0 300 27.66 D 636400 I See Footnote Common Stock 2007-07-02 4 S 0 528300 27.75 D 8049640 I See Footnote Common Stock 2007-07-02 4 S 0 59600 27.69 D 7990040 I See Footnote Common Stock 2007-07-02 4 S 0 52800 27.74 D 7937240 I See Footnote Common Stock 2007-07-02 4 S 0 3400 27.66 D 7933840 I See Footnote Common Stock 2007-07-02 4 S 0 206100 27.75 D 3427900 I See Footnote Common Stock 2007-07-02 4 S 0 23200 27.69 D 3404700 I See Footnote Common Stock 2007-07-02 4 S 0 20600 27.74 D 3384100 I See Footnote Common Stock 2007-07-02 4 S 0 1300 27.66 D 3382800 I See Footnote Common Stock 2007-07-02 4 S 0 60500 27.75 D 879620 I See Footnote Common Stock 2007-07-02 4 S 0 6800 27.69 D 872820 I See Footnote Common Stock 2007-07-02 4 S 0 6000 27.74 D 866820 I See Footnote Common Stock 2007-07-02 4 S 0 400 27.66 D 866420 I See Footnote Common Stock 2007-07-02 4 S 0 11100 27.75 D 168260 I See Footnote Common Stock 2007-07-02 4 S 0 1300 27.69 D 166960 I See Footnote Common Stock 2007-07-02 4 S 0 1100 27.74 D 165860 I See Footnote Common Stock 2007-07-02 4 S 0 100 27.66 D 165760 I See Footnote Common Stock 2007-07-02 4 S 0 600 27.75 D 5220 I See Footnote Common Stock 2007-07-02 4 S 0 100 27.69 D 5120 I See Footnote Common Stock 2007-07-02 4 S 0 100 27.74 D 5020 I See Footnote Common Stock 2007-07-02 4 S 0 4100 27.75 D 45800 I See Footnote Common Stock 2007-07-02 4 S 0 500 27.69 D 45300 I See Footnote Common Stock 2007-07-02 4 S 0 400 27.74 D 44900 I See Footnote These shares of the Issuer's common stock, par value $0.01 per share ("Shares"), were sold for the account of Glenview Offshore Opportunity Fund, Ltd., a Cayman Islands exempted company ("Glenview Offshore Opportunity Fund"). Glenview Capital Management serves as the investment manager for Glenview Offshore Opportunity Fund. Mr. Robbins is the Chief Executive Officer of Glenview Offshore Opportunity Fund. These Shares were sold for the account of Glenview Capital Partners, L.P., a Delaware limited partnership ("Glenview Capital Partners"). Glenview Capital Management, LLC, a Delaware limited liability company ("Glenview Capital Management"), serves as investment manager for Glenview Capital Partners. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of Glenview Capital Master Fund, Ltd., a Cayman Islands exempted company ("Glenview Capital Master Fund"). Glenview Capital Management serves as the investment manager for Glenview Capital Master Fund. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of Glenview Institutional Partners, L.P., a Delaware limited partnership ("Glenview Institutional Partners"). Glenview Capital Management serves as the investment manager for Glenview Institutional Partners. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of GCM Little Arbor Master Fund, Ltd., a Cayman Islands exempted company ("GCM Little Arbor Master Fund"). Glenview Capital Management serves as the investment manager for the GCM Little Arbor Master Fund. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of GCM Little Arbor Institutional Partners, L.P., a Delaware limited partnership ("GCM Little Arbor Institutional Partners"). Glenview Capital Management serves as the investment manager for GCM Little Arbor Institutional Partners. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of GCM Little Arbor Partners, L.P., a Delaware limited partnership ("GCM Little Arbor Partners"). Glenview Capital Management serves as the investment manager for GCM Little Arbor Partners. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. These Shares were sold for the account of GCM Opportunity Fund, L.P., a Delaware limited partnership ("GCM Opportunity Fund"). Glenview Capital Management serves as the investment manager for GCM Opportunity Fund. Mr. Robbins is the Chief Executive Officer of Glenview Capital Management. PART 3 OF 4 By: /s/ Lawrence M. Robbins, as Chief Executive Officer of Glenview Capital Management, LLC 2007-07-02 By: /s/ Lawrence M. Robbins 2007-07-02 -----END PRIVACY-ENHANCED MESSAGE-----