-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HJZYayKbiNGQD6XpEyGhd/BvDPAB45xhxhCmIBtmhiTsUJpuQmxSo3ng+uba1oTp Aj46L+QsezmVC1YympH+ig== 0001215957-05-000001.txt : 20050808 0001215957-05-000001.hdr.sgml : 20050808 20050808210536 ACCESSION NUMBER: 0001215957-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050804 FILED AS OF DATE: 20050808 DATE AS OF CHANGE: 20050808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIOUX PAUL A CENTRAL INDEX KEY: 0001215957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31396 FILM NUMBER: 051007334 BUSINESS ADDRESS: STREET 1: C/O LEAPFROG ENTERPRISES INC STREET 2: 6401 HOLIS STREET STE 150 CITY: EMERYVILLE STATE: CA ZIP: 94608-1070 BUSINESS PHONE: 5104205000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC CENTRAL INDEX KEY: 0001138951 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954700094 BUSINESS ADDRESS: STREET 1: 6401 HOLLIS ST STREET 2: STE 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5104205000 MAIL ADDRESS: STREET 1: 6401 HOLLIS STREET STREET 2: SUITE 150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-04 0001138951 LEAPFROG ENTERPRISES INC LF 0001215957 RIOUX PAUL A 6401 HOLLIS ST., STE. 150 EMERYVILLE CA 94608 1 0 0 0 Class A Common Stock 2005-08-04 4 M 0 2000 5.00 A 14633 D Class A Common Stock 2005-08-04 4 M 0 69600 12.50 A 84233 D Class A Common Stock 2005-08-04 4 S 0 71600 13.00 D 12633 D Class A Common Stock 2005-08-05 4 M 0 80380 12.50 A 93013 D Class A Common Stock 2005-08-05 4 S 0 80380 13.00 D 12633 D Nonqualified Stock Options (right to buy) 5.00 2005-08-04 4 M 0 2000 0 D 2000-12-31 2011-12-31 Class A Common 2000 180000 D Nonqualified Stock Options (right to buy) 12.50 2005-08-04 4 M 0 69600 0 D 2002-02-01 2012-04-11 Class A Common 69600 110400 D Nonqualified Stock Options (right to buy) 12.50 2005-08-05 4 M 0 80380 0 D 2002-02-01 2012-04-11 Class A Common 80380 30020 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2005. Granted 1/16/01 under the Issuer's Stock Option Plan. Options vest as follows: 97,000 options vested on 12/31/00; 175,000 options vested on 12/31/01; the remainder vest ratably over 12 consecutive months commencing 1/1/02 through 12/31/02. Granted 4/11/2002 under the Issuer's Stock Option Plan. Options vest 1/36 per month for 36 consecutive months commencing on 1/1/2002 through 1/1/2005. Cecilia Mao, Attorney-in-Fact on behalf of Paul A. Rioux 2005-08-08 -----END PRIVACY-ENHANCED MESSAGE-----