0001144204-16-093135.txt : 20160406
0001144204-16-093135.hdr.sgml : 20160406
20160406212735
ACCESSION NUMBER: 0001144204-16-093135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC
CENTRAL INDEX KEY: 0001138951
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954700094
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6401 HOLLIS ST
STREET 2: STE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5104205000
MAIL ADDRESS:
STREET 1: 6401 HOLLIS STREET
STREET 2: SUITE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Youngwood Stephen M
CENTRAL INDEX KEY: 0001613132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31396
FILM NUMBER: 161558674
MAIL ADDRESS:
STREET 1: LEAPFROG ENTERPRISES, INC.
STREET 2: 6401 HOLLIS ST.,STE. 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
v436441_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-04
0
0001138951
LEAPFROG ENTERPRISES INC
LF
0001613132
Youngwood Stephen M
LEAPFROG ENTERPRISES, INC.
6401 HOLLIS ST.,STE. 100
EMERYVILLE
CA
94608
1
0
0
0
Class A Common Stock
2016-04-04
4
U
0
4548
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
9094
A
9094
D
Class A Common Stock
2016-04-04
4
U
0
9094
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
7086
A
7086
D
Class A Common Stock
2016-04-04
4
U
0
7086
1
D
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
9094
0
D
2017-07-15
Class A Common Stock
9094
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
7086
0
D
2016-07-31
2016-07-31
Class A Common Stock
7086
0
D
Non- qualified Stock Option (right to purchase)
2016-04-04
4
U
0
12918
D
2025-08-31
Class A Common Stock
12918
0
D
All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement.
Initial grant under the Issuer's 2011 Equity and Incentive Plan. The restricted stock units vested in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant, which was 7/15/2014,exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option.
/s/ Robert L. Lattuga, Attorney-in-Fact on behalf of Stephen M. Youngwood
2016-04-06