0001144204-16-093133.txt : 20160406 0001144204-16-093133.hdr.sgml : 20160406 20160406212712 ACCESSION NUMBER: 0001144204-16-093133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC CENTRAL INDEX KEY: 0001138951 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954700094 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6401 HOLLIS ST STREET 2: STE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5104205000 MAIL ADDRESS: STREET 1: 6401 HOLLIS STREET STREET 2: SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RISSMAN OWEN RANDALL CENTRAL INDEX KEY: 0001160850 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31396 FILM NUMBER: 161558672 4 1 v436439_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-04 0 0001138951 LEAPFROG ENTERPRISES INC LF 0001160850 RISSMAN OWEN RANDALL LEAPFROG ENTERPRISES, INC. 6401 HOLLIS STREET EMERYVILLE CA 94608 1 0 0 0 Class A Common Stock 2016-04-04 4 U 0 545755 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 7086 A 7086 D Class A Common Stock 2016-04-04 4 U 0 7086 1 D 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 7086 0 D 2016-07-31 2016-07-31 Class A Common Stock 7086 0 D Non- qualified Stock Option (right to purchase) 0.92 2016-04-04 4 U 0 12918 D 2025-08-31 Class A Common Stock 12918 0 D All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement"). Restricted Stock Units convert in Class A Common Stock on a one-for-one basis. All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement. Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option. /s/ Robert L. Lattuga, Attorney-in-Fact on behalf of Randall O. Rissman 2016-04-06