0001144204-16-093132.txt : 20160406
0001144204-16-093132.hdr.sgml : 20160406
20160406212705
ACCESSION NUMBER: 0001144204-16-093132
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC
CENTRAL INDEX KEY: 0001138951
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954700094
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6401 HOLLIS ST
STREET 2: STE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5104205000
MAIL ADDRESS:
STREET 1: 6401 HOLLIS STREET
STREET 2: SUITE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCKEE E STANTON JR
CENTRAL INDEX KEY: 0001203579
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31396
FILM NUMBER: 161558671
MAIL ADDRESS:
STREET 1: C/O LEAPFROG ENTERPRISES INC
STREET 2: 6401 HOLLIS ST. #150
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
v436438_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-04
0
0001138951
LEAPFROG ENTERPRISES INC
LF
0001203579
MCKEE E STANTON JR
LEAPFROG ENTERPRISES, INC.
6401 HOLLIS STREET
EMERYVILLE
CA
94608
1
0
0
0
Class A Common Stock
2016-04-04
4
U
0
45836
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
25000
A
25000
D
Class A Common Stock
2016-04-04
4
U
0
25000
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
3681
A
3681
D
Class A Common Stock
2016-04-04
4
U
0
3681
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
7086
A
7086
D
Class A Common Stock
2016-04-04
4
U
0
7086
1
D
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
25000
0
D
Class A Common Stock
25000
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
3681
0
D
2014-06-30
Class A Common Stock
3681
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
7086
0
D
2016-07-31
2016-07-31
Class A Common Stock
7086
0
D
Stock Option (Right to Buy)
0.92
2016-04-04
4
U
0
12918
D
2025-08-31
Class A Common Stock
12918
0
D
All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement").
Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
Granted 3/15/2007 under Issuer's 2002 Equity Incentive Plan. Restricted Stock Units vested equally in 36 monthly installments commencing from 2/28/07. Shares will be issued within three months following a triggering issuance event, either (1) the termination of the director's term on the board of directors or (2) resignation of the director from the board of directors.
Expiration is three months from the triggering issuance event.
Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vested on the last day of the month prior to the month of Issuer's 2014 annual meeting of stockholders, and underlying shares issued on occurrence of a triggering issuance event.
Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option.
/s/ Robert L. Lattuga, Attorney-in-Fact on behalf of E. Stanton McKee, Jr.
2016-04-06