0001144204-16-093132.txt : 20160406 0001144204-16-093132.hdr.sgml : 20160406 20160406212705 ACCESSION NUMBER: 0001144204-16-093132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC CENTRAL INDEX KEY: 0001138951 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954700094 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6401 HOLLIS ST STREET 2: STE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5104205000 MAIL ADDRESS: STREET 1: 6401 HOLLIS STREET STREET 2: SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKEE E STANTON JR CENTRAL INDEX KEY: 0001203579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31396 FILM NUMBER: 161558671 MAIL ADDRESS: STREET 1: C/O LEAPFROG ENTERPRISES INC STREET 2: 6401 HOLLIS ST. #150 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 v436438_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-04 0 0001138951 LEAPFROG ENTERPRISES INC LF 0001203579 MCKEE E STANTON JR LEAPFROG ENTERPRISES, INC. 6401 HOLLIS STREET EMERYVILLE CA 94608 1 0 0 0 Class A Common Stock 2016-04-04 4 U 0 45836 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 25000 A 25000 D Class A Common Stock 2016-04-04 4 U 0 25000 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 3681 A 3681 D Class A Common Stock 2016-04-04 4 U 0 3681 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 7086 A 7086 D Class A Common Stock 2016-04-04 4 U 0 7086 1 D 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 25000 0 D Class A Common Stock 25000 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 3681 0 D 2014-06-30 Class A Common Stock 3681 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 7086 0 D 2016-07-31 2016-07-31 Class A Common Stock 7086 0 D Stock Option (Right to Buy) 0.92 2016-04-04 4 U 0 12918 D 2025-08-31 Class A Common Stock 12918 0 D All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement"). Restricted Stock Units convert in Class A Common Stock on a one-for-one basis. Granted 3/15/2007 under Issuer's 2002 Equity Incentive Plan. Restricted Stock Units vested equally in 36 monthly installments commencing from 2/28/07. Shares will be issued within three months following a triggering issuance event, either (1) the termination of the director's term on the board of directors or (2) resignation of the director from the board of directors. Expiration is three months from the triggering issuance event. Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vested on the last day of the month prior to the month of Issuer's 2014 annual meeting of stockholders, and underlying shares issued on occurrence of a triggering issuance event. Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. The options are exercisable last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment $1,033.44, which is the product of (x) the total number of the shares subject to the option and (y) the excess of $1.00 per share over the exercise price of the option. /s/ Robert L. Lattuga, Attorney-in-Fact on behalf of E. Stanton McKee, Jr. 2016-04-06