0001144204-16-093126.txt : 20160406 0001144204-16-093126.hdr.sgml : 20160406 20160406212627 ACCESSION NUMBER: 0001144204-16-093126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160406 DATE AS OF CHANGE: 20160406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC CENTRAL INDEX KEY: 0001138951 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 954700094 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6401 HOLLIS ST STREET 2: STE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5104205000 MAIL ADDRESS: STREET 1: 6401 HOLLIS STREET STREET 2: SUITE 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahearn Gregory B CENTRAL INDEX KEY: 0001553064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31396 FILM NUMBER: 161558665 MAIL ADDRESS: STREET 1: LEAPFROG ENTERPRISES, INC. STREET 2: 6401 HOLLIS ST., STE. 100 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 v436432_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-04 0 0001138951 LEAPFROG ENTERPRISES INC LF 0001553064 Ahearn Gregory B LEAPFROG ENTERPRISES, INC. 6401 HOLLIS ST., STE. 100 EMERYVILLE CA 94608 0 1 0 0 Chief Marketing Officer Class A Common Stock 2016-04-04 4 U 0 75144 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 25000 A 30000 D Class A Common Stock 2016-04-04 4 U 0 25000 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 7500 A 52000 D Class A Common Stock 2016-04-04 4 U 0 7500 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 39000 A 75000 D Class A Common Stock 2016-04-04 4 U 0 39000 1 D 0 D Class A Common Stock 2016-04-04 4 M 0 75000 A 100000 D Class A Common Stock 2016-04-04 4 U 0 75000 1 D 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 25000 0 D 2016-07-16 Class A Common Stock 25000 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 7500 0 D 2017-03-15 Class A Common Stock 7500 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 39000 0 D 2018-04-15 Class A Common Stock 39000 0 D Restricted Stock Unit (right to acquire) 2016-04-04 4 M 0 75000 0 D 2019-04-15 Class A Common Stock 75000 0 D All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement". Restricted Stock Units convert in Class A Common Stock on a one-for-one basis. All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement. Granted 7/16/2012 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. Granted 4/15/2014 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. Granted 4/15/2015 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event. /s/ Robert L. Lattuga, Attorney-in-Fact on behalf of Gregory Brian Ahearn 2016-04-06