0001144204-16-093126.txt : 20160406
0001144204-16-093126.hdr.sgml : 20160406
20160406212627
ACCESSION NUMBER: 0001144204-16-093126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160406
DATE AS OF CHANGE: 20160406
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEAPFROG ENTERPRISES INC
CENTRAL INDEX KEY: 0001138951
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 954700094
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6401 HOLLIS ST
STREET 2: STE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5104205000
MAIL ADDRESS:
STREET 1: 6401 HOLLIS STREET
STREET 2: SUITE 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ahearn Gregory B
CENTRAL INDEX KEY: 0001553064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31396
FILM NUMBER: 161558665
MAIL ADDRESS:
STREET 1: LEAPFROG ENTERPRISES, INC.
STREET 2: 6401 HOLLIS ST., STE. 100
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
v436432_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-04
0
0001138951
LEAPFROG ENTERPRISES INC
LF
0001553064
Ahearn Gregory B
LEAPFROG ENTERPRISES, INC.
6401 HOLLIS ST., STE. 100
EMERYVILLE
CA
94608
0
1
0
0
Chief Marketing Officer
Class A Common Stock
2016-04-04
4
U
0
75144
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
25000
A
30000
D
Class A Common Stock
2016-04-04
4
U
0
25000
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
7500
A
52000
D
Class A Common Stock
2016-04-04
4
U
0
7500
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
39000
A
75000
D
Class A Common Stock
2016-04-04
4
U
0
39000
1
D
0
D
Class A Common Stock
2016-04-04
4
M
0
75000
A
100000
D
Class A Common Stock
2016-04-04
4
U
0
75000
1
D
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
25000
0
D
2016-07-16
Class A Common Stock
25000
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
7500
0
D
2017-03-15
Class A Common Stock
7500
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
39000
0
D
2018-04-15
Class A Common Stock
39000
0
D
Restricted Stock Unit (right to acquire)
2016-04-04
4
M
0
75000
0
D
2019-04-15
Class A Common Stock
75000
0
D
All Restricted Stock Units vested in accordance with Agreement and Plan of Merger among LeapFrog Enterprises, Inc., VTech Acquisition Sub, L.L.C. and VTech Holdings Limited dated February 5, 2016 (the "Merger Agreement".
Restricted Stock Units convert in Class A Common Stock on a one-for-one basis.
All vested Restricted Stock Units converted into right to receive $1.00 per underlying share pursuant to Merger Agreement.
Granted 7/16/2012 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Granted 4/15/2014 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
Granted 4/15/2015 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, exercisability accelerated under terms of grant upon occurrence of a triggering issuance event.
/s/ Robert L. Lattuga, Attorney-in-Fact on behalf of Gregory Brian Ahearn
2016-04-06