The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABBOTT LABS | COM | 002824100 | 2 | 17 | SH | DFND | 1 | 17 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 1 | 12 | SH | DFND | 1 | 12 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 2 | 10 | SH | DFND | 1 | 10 | 0 | 0 | |
| ALEXANDER & BALDWIN INC NEW | COM | 014491104 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| AMGEN INC | COM | 031162100 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 2 | 12 | SH | DFND | 1 | 12 | 0 | 0 | |
| BERRY CORP | COM | 08579X101 | 5,561 | 2,307,418 | SH | DFND | 1 | 2,307,418 | 0 | 0 | |
| BLACKROCK INC | COM | 09247X101 | 2 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| BROADCOM INC | COM | 11135F101 | 2 | 5 | SH | DFND | 1 | 5 | 0 | 0 | |
| CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 6,915 | 15,367,000 | PRN | DFND | 1 | 15,367,000 | 0 | 0 | |
| CHEVRON CORP NEW | COM | 166764100 | 2 | 18 | SH | DFND | 1 | 18 | 0 | 0 | |
| CISCO SYS INC | COM | 17275R102 | 3 | 58 | SH | DFND | 1 | 58 | 0 | 0 | |
| COCA COLA CO | COM | 191216100 | 1 | 15 | SH | DFND | 1 | 15 | 0 | 0 | |
| COMCAST CORP NEW | CL A | 20030N101 | 1 | 26 | SH | DFND | 1 | 26 | 0 | 0 | |
| COMSTOCK RES INC | COM | 205768302 | 2 | 316 | SH | DFND | 1 | 316 | 0 | 0 | |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 3 | 16 | SH | DFND | 1 | 16 | 0 | 0 | |
| DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 25,550 | 31,635,000 | PRN | DFND | 1 | 31,635,000 | 0 | 0 | |
| DISH NETWORK CORPORATION | NOTE 2.375% 3/1 | 25470MAD1 | 14,746 | 18,075,000 | PRN | DFND | 1 | 18,075,000 | 0 | 0 | |
| EPR PPTYS | COM SH BEN INT | 26884U109 | 1 | 3 | SH | DFND | 1 | 3 | 0 | 0 | |
| EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| EVERSOURCE ENERGY | COM | 30040W108 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| GAMING & LEISURE PPTYS INC | COM | 36467J108 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| GENERAL MLS INC | COM | 370334104 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 1 | 224 | SH | DFND | 1 | 224 | 0 | 0 | |
| HERCULES CAPITAL INC | COM | 427096508 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 3 | 12 | SH | DFND | 1 | 12 | 0 | 0 | |
| HONEYWELL INTL INC | COM | 438516106 | 3 | 15 | SH | DFND | 1 | 15 | 0 | 0 | |
| ILLINOIS TOOL WKS INC | COM | 452308109 | 1 | 7 | SH | DFND | 1 | 7 | 0 | 0 | |
| INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 14,963 | 731,307 | SH | DFND | 1 | 0 | 0 | 731,307 | |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | 4 | 35 | SH | DFND | 1 | 35 | 0 | 0 | |
| ISHARES TR | GLB INFRASTR ETF | 464288372 | 1 | 18 | SH | DFND | 1 | 18 | 0 | 0 | |
| ISHARES TR | INTL SEL DIV ETF | 464288448 | 2 | 83 | SH | DFND | 1 | 83 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 3 | 26 | SH | DFND | 1 | 26 | 0 | 0 | |
| JAZZ INVESTMENTS I LTD | NOTE 1.500% 8/1 | 472145AD3 | 5,051 | 5,750,000 | PRN | DFND | 1 | 5,750,000 | 0 | 0 | |
| JOHNSON & JOHNSON | COM | 478160104 | 2 | 15 | SH | DFND | 1 | 15 | 0 | 0 | |
| LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 14 | 37,651 | PRN | DFND | 1 | 37,651 | 0 | 0 | |
| LILLY ELI & CO | COM | 532457108 | 2 | 10 | SH | DFND | 1 | 10 | 0 | 0 | |
| LOCKHEED MARTIN CORP | COM | 539830109 | 3 | 7 | SH | DFND | 1 | 7 | 0 | 0 | |
| MARSH & MCLENNAN COS INC | COM | 571748102 | 2 | 16 | SH | DFND | 1 | 16 | 0 | 0 | |
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 1 | 13 | SH | DFND | 1 | 13 | 0 | 0 | |
| MCDONALDS CORP | COM | 580135101 | 3 | 13 | SH | DFND | 1 | 13 | 0 | 0 | |
| MERCK & CO. INC | COM | 58933Y105 | 2 | 19 | SH | DFND | 1 | 19 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 3 | 15 | SH | DFND | 1 | 15 | 0 | 0 | |
| MONDELEZ INTL INC | CL A | 609207105 | 3 | 41 | SH | DFND | 1 | 41 | 0 | 0 | |
| MONTAGE RES CORP | COM | 61179L100 | 2,031 | 902,346 | SH | DFND | 1 | 902,346 | 0 | 0 | |
| NEXTERA ENERGY INC | COM | 65339F101 | 4 | 14 | SH | DFND | 1 | 14 | 0 | 0 | |
| OPTION CARE HEALTH INC | COM NEW | 68404L201 | 200 | 21,088 | SH | DFND | 1 | 21,088 | 0 | 0 | |
| PNC FINL SVCS GROUP INC | COM | 693475105 | 2 | 11 | SH | DFND | 1 | 11 | 0 | 0 | |
| PAYCHEX INC | COM | 704326107 | 2 | 24 | SH | DFND | 1 | 24 | 0 | 0 | |
| PEPSICO INC | COM | 713448108 | 3 | 19 | SH | DFND | 1 | 19 | 0 | 0 | |
| PFIZER INC | COM | 717081103 | 1 | 28 | SH | DFND | 1 | 28 | 0 | 0 | |
| PHILLIPS 66 | COM | 718546104 | 1 | 9 | SH | DFND | 1 | 9 | 0 | 0 | |
| PROCTER & GAMBLE CO | COM | 742718109 | 1 | 3 | SH | DFND | 1 | 3 | 0 | 0 | |
| PROLOGIS INC. | COM | 74340W103 | 1 | 6 | SH | DFND | 1 | 6 | 0 | 0 | |
| REALTY INCOME CORP | COM | 756109104 | 1 | 17 | SH | DFND | 1 | 17 | 0 | 0 | |
| SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 2,639 | 112,000 | SH | DFND | 1 | 0 | 0 | 112,000 | |
| SEMPRA ENERGY | COM | 816851109 | 2 | 13 | SH | DFND | 1 | 13 | 0 | 0 | |
| STARBUCKS CORP | COM | 855244109 | 2 | 25 | SH | DFND | 1 | 25 | 0 | 0 | |
| TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 29,006 | 31,076,000 | PRN | DFND | 1 | 31,076,000 | 0 | 0 | |
| TEXAS INSTRS INC | COM | 882508104 | 3 | 23 | SH | DFND | 1 | 23 | 0 | 0 | |
| TRUIST FINL CORP | COM | 89832Q109 | 2 | 54 | SH | DFND | 1 | 54 | 0 | 0 | |
| US BANCORP DEL | COM NEW | 902973304 | 1 | 27 | SH | DFND | 1 | 27 | 0 | 0 | |
| VALERO ENERGY CORP | COM | 91913Y100 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 8 | 105 | SH | DFND | 1 | 105 | 0 | 0 | |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 6 | 78 | SH | DFND | 1 | 78 | 0 | 0 | |
| VEREIT INC | COM | 92339V100 | 1 | 21 | SH | DFND | 1 | 21 | 0 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2 | 23 | SH | DFND | 1 | 23 | 0 | 0 | |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 15,096 | 16,880,000 | PRN | DFND | 1 | 16,880,000 | 0 | 0 | |
| WEC ENERGY GROUP INC | COM | 92939U106 | 2 | 21 | SH | DFND | 1 | 21 | 0 | 0 | |
| WELLS FARGO CO NEW | COM | 949746101 | 2,276 | 79,298 | SH | DFND | 1 | 79,298 | 0 | 0 | |
| EATON CORP PLC | SHS | G29183103 | 1 | 5 | SH | DFND | 1 | 5 | 0 | 0 | |
| MEDTRONIC PLC | SHS | G5960L103 | 2 | 16 | SH | DFND | 1 | 16 | 0 | 0 | |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 1 | 5 | SH | DFND | 1 | 5 | 0 | 0 | |