The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXANDER & BALDWIN INC NEW | COM | 014491104 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| BERRY PETE CORP | COM | 08579X101 | 40,824 | 3,851,269 | SH | DFND | 1 | 3,851,269 | 0 | 0 | |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 8,673 | 11,073,000 | PRN | DFND | 1 | 11,073,000 | 0 | 0 | |
| CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 7,144 | 8,910,000 | PRN | DFND | 1 | 8,910,000 | 0 | 0 | |
| COMSTOCK RES INC | COM | 205768302 | 2 | 316 | SH | DFND | 1 | 316 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 20,097 | 20,595,000 | PRN | DFND | 1 | 20,595,000 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 29,193 | 31,485,000 | PRN | DFND | 1 | 31,485,000 | 0 | 0 | |
| EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| HERCULES CAPITAL INC | COM | 427096508 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 880 | 38,806 | SH | DFND | 1 | 0 | 0 | 38,806 | |
| LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 26 | 37,737 | PRN | DFND | 1 | 37,737 | 0 | 0 | |
| MONTAGE RES CORP | COM | 61179L100 | 9,227 | 1,512,578 | SH | DFND | 1 | 1,512,578 | 0 | 0 | |
| SPDR SERIES TRUST | BLOOMBERG SRT TR | 78468R408 | 10,386 | 381,390 | SH | DFND | 1 | 0 | 0 | 381,390 | |
| TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 9,169 | 10,000,000 | PRN | DFND | 1 | 10,000,000 | 0 | 0 | |
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 19,683 | 20,546,000 | PRN | DFND | 1 | 20,546,000 | 0 | 0 | |
| WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 21,241 | 21,850,000 | PRN | DFND | 1 | 21,850,000 | 0 | 0 | |