The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALEXANDER & BALDWIN INC NEW | COM | 014491104 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| ANADARKO PETE CORP | COM | 032511107 | 265 | 6,024 | SH | DFND | 1 | 6,024 | 0 | 0 | |
| BP PLC | SPONSORED ADR | 055622104 | 228 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
| BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 1 | 4 | SH | DFND | 1 | 4 | 0 | 0 | |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 3,894 | 5,643,000 | PRN | DFND | 1 | 5,643,000 | 0 | 0 | |
| CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 6,942 | 8,570,000 | PRN | DFND | 1 | 8,570,000 | 0 | 0 | |
| COMSTOCK RES INC | COM | 205768302 | 2 | 316 | SH | DFND | 1 | 316 | 0 | 0 | |
| COVANTA HLDG CORP | COM | 22282E102 | 1 | 1 | SH | DFND | 1 | 1 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 8,409 | 10,495,000 | PRN | DFND | 1 | 10,495,000 | 0 | 0 | |
| DISH NETWORK CORP | NOTE 2.375% 3/1 | 25470MAD1 | 28,778 | 36,085,000 | PRN | DFND | 1 | 36,085,000 | 0 | 0 | |
| EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 1 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 268 | 1,601 | SH | DFND | 1 | 1,601 | 0 | 0 | |
| INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 19,062 | 875,183 | SH | DFND | 1 | 0 | 0 | 875,183 | |
| LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 25 | 37,778 | PRN | DFND | 1 | 37,778 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 603 | 22,700 | SH | DFND | 1 | 0 | 0 | 22,700 | |
| SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 2,156 | 82,794 | SH | DFND | 1 | 0 | 0 | 82,794 | |
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 20,785 | 22,716,000 | PRN | DFND | 1 | 22,716,000 | 0 | 0 | |
| WELLS FARGO CO NEW | COM | 949746101 | 212 | 4,600 | SH | DFND | 1 | 4,600 | 0 | 0 | |
| WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 469 | 56,615 | SH | DFND | 1 | 0 | 0 | 56,615 | |
| WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 508 | 88,098 | SH | DFND | 1 | 0 | 0 | 88,098 | |
| WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 808 | 850,000 | PRN | DFND | 1 | 850,000 | 0 | 0 | |