0001140361-17-042522.txt : 20171114 0001140361-17-042522.hdr.sgml : 20171114 20171114123317 ACCESSION NUMBER: 0001140361-17-042522 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN ASSET MANAGEMENT CO CENTRAL INDEX KEY: 0001138897 IRS NUMBER: 952705767 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10245 FILM NUMBER: 171199802 BUSINESS ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9407 MAIL ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001138897 XXXXXXXX 09-30-2017 09-30-2017 WESTERN ASSET MANAGEMENT CO

385 E. COLORADO BLVD. PASADENA CA 91101

13F HOLDINGS REPORT 028-10245 N Kevin Ehrlich 626-844-9407 Kevin Ehrlich Pasadena CA 11-14-2017 1 62 219314 false 1 0000704051 028-01700 LEGG MASON, INC. INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 2 1000 PRN DFND 1 1000 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 2 1000 PRN DFND 1 1000 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 11 750 SH DFND 1 750 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 618 13003 SH DFND 1 13003 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 2 2000 PRN DFND 1 2000 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 1 1000 PRN DFND 1 1000 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 1 14 SH DFND 1 14 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 1 4 SH DFND 1 4 0 0 BROADSOFT INC NOTE 1.000% 9/0 11133BAD4 1 1000 PRN DFND 1 1000 0 0 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 1 1000 PRN DFND 1 1000 0 0 COVANTA HLDG CORP COM 22282E102 1 2 SH DFND 1 2 0 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 1 1000 PRN DFND 1 1000 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 7 400 SH DFND 1 400 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 1 1000 PRN DFND 1 1000 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 10 266 SH DFND 1 266 0 0 EURONET WORLDWIDE INC NOTE 1.500%10/0 298736AH2 3 2000 PRN DFND 1 2000 0 0 GABELLI DIVD & INCOME TR COM 36242H104 7 300 SH DFND 1 300 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 1 30 SH DFND 1 30 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 1 1000 PRN DFND 1 1000 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 1 1000 PRN DFND 1 1000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1 1000 PRN DFND 1 1000 0 0 INCYTE CORP NOTE 0.375%11/1 45337CAM4 2 1000 PRN DFND 1 1000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 4 2000 PRN DFND 1 2000 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 1 1000 PRN DFND 1 1000 0 0 KB HOME NOTE 1.375% 2/0 48666KAS8 2 2000 PRN DFND 1 2000 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 3 1000 PRN DFND 1 1000 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 27 37859 PRN DFND 1 37859 0 0 LIVE NATION ENTERTAINMENT IN DBCV 2.500% 5/1 538034AJ8 1 1000 PRN DFND 1 1000 0 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 3 2000 PRN DFND 1 2000 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 2 1000 PRN DFND 1 1000 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 5 3000 PRN DFND 1 3000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 6 4000 PRN DFND 1 4000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 1 10 SH DFND 1 10 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 9 1000 PRN DFND 1 1000 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 22084 20481000 PRN DFND 1 20481000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 2 2000 PRN DFND 1 2000 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 1 1000 PRN DFND 1 1000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 1 1000 PRN DFND 1 1000 0 0 PATTERSON UTI ENERGY INC COM 703481101 38 1797 SH DFND 1 1797 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 149180 6441260 SH DFND 1 0 0 6441260 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 6 5000 PRN DFND 1 5000 0 0 PROOFPOINT INC DBCV 0.750% 6/1 743424AD5 1 1000 PRN DFND 1 1000 0 0 QUAD / GRAPHICS INC COM CL A 747301109 3 108 SH DFND 1 108 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 1 1000 PRN DFND 1 1000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 2 2000 PRN DFND 1 2000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 2 1000 PRN DFND 1 1000 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 1 1000 PRN DFND 1 1000 0 0 SANCHEZ ENERGY CORP COM 79970Y105 266 55000 SH DFND 1 55000 0 0 SEMGROUP CORP CL A 81663A105 717 24938 SH DFND 1 24938 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 1 1000 PRN DFND 1 1000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 5 1000 PRN DFND 1 1000 0 0 TESLA INC NOTE 0.250% 3/0 88160RAB7 4 4000 PRN DFND 1 4000 0 0 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 1 1000 PRN DFND 1 1000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 3 1000 PRN DFND 1 1000 0 0 VERSO CORP CL A 92531L207 7590 1491108 SH DFND 1 1491108 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 1 1000 PRN DFND 1 1000 0 0 VISTRA ENERGY CORP COM 92840M102 16044 858381 SH DFND 1 858381 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 2 2000 PRN DFND 1 2000 0 0 WEB COM GROUP INC NOTE 1.000% 8/1 94733AAA2 4 4000 PRN DFND 1 4000 0 0 WHITING PETE CORP NEW NOTE 1.250% 4/0 966387AL6 22606 25210000 PRN DFND 1 25210000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 1 1000 PRN DFND 1 1000 0 0 YAHOO INC NOTE 12/0 984332AF3 7 5000 PRN DFND 1 5000 0 0