The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGL RES INC | COM | 001204106 | 13 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 505 | 13,003 | SH | DFND | 1 | 13,003 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 2.750%11/1 | 165167BW6 | 989 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 57,728 | 1,163,619 | SH | DFND | 1 | 1,163,619 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 11 | 150 | SH | DFND | 1 | 150 | 0 | 0 | |
CREDIT SUISSE INTERNATIONAL | DEBT 6.500% 8/0 | G2526SAB8 | 760 | 700,000 | PRN | DFND | 1 | 700,000 | 0 | 0 | |
EVERSOURCE ENERGY | COM | 30040W108 | 30 | 590 | SH | DFND | 1 | 590 | 0 | 0 | |
FIRSTENERGY CORP | COM | 337932107 | 26 | 811 | SH | DFND | 1 | 811 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 15,267 | 1,125,000 | SH | DFND | 1 | 1,125,000 | 0 | 0 | |
H & E EQUIPMENT SERVICES INC | COM | 404030108 | 6,699 | 400,603 | SH | DFND | 1 | 400,603 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 7 | 58 | SH | DFND | 1 | 58 | 0 | 0 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 6 | 65 | SH | DFND | 1 | 65 | 0 | 0 | |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 2 | 15 | SH | DFND | 1 | 15 | 0 | 0 | |
ISHARES TR | U.S. PFD STK ETF | 464288687 | 3,783 | 98,000 | SH | DFND | 1 | 0 | 0 | 98,000 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 19,511 | 320,000 | SH | DFND | 1 | 320,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 1,064 | 1,866,084 | PRN | DFND | 1 | 1,866,084 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 4,757 | 7,830,606 | PRN | DFND | 1 | 7,830,606 | 0 | 0 | |
MANULIFE FINL CORP | COM | 56501R106 | 12 | 718 | SH | DFND | 1 | 718 | 0 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 88 | 865 | SH | DFND | 1 | 865 | 0 | 0 | |
POWERSHARES ETF TRUST | RUSSELL 2000 VAL | 73935X864 | 4 | 164 | SH | DFND | 1 | 164 | 0 | 0 | |
QUAD / GRAPHICS INC | COM CL A | 747301109 | 2 | 106 | SH | DFND | 1 | 106 | 0 | 0 | |
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 8 | 208 | SH | DFND | 1 | 208 | 0 | 0 | |
SEMGROUP CORP | CL A | 81663A105 | 1,079 | 24,938 | SH | DFND | 1 | 24,938 | 0 | 0 | |
SOUTHERN CO | COM | 842587107 | 18 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 16 | 193 | SH | DFND | 1 | 193 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 41 | 506 | SH | DFND | 1 | 506 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 120 | 2,756 | SH | DFND | 1 | 2,756 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 933 | 55,507 | SH | DFND | 1 | 55,507 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 22 | 665 | SH | DFND | 1 | 665 | 0 | 0 | |
WESTERN ASSET GLOBAL CP DEFI | COM | 95790C107 | 86 | 5,375 | SH | DFND | 1 | 0 | 0 | 5,375 | |
WISDOMTREE TR | HIGH DIV FD | 97717W208 | 186 | 3,345 | SH | DFND | 1 | 0 | 0 | 3,345 | |
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 17 | 500 | SH | DFND | 1 | 0 | 0 | 500 | |
WISDOMTREE TR | GLB NAT RES FD | 97717W711 | 89 | 7,500 | SH | DFND | 1 | 0 | 0 | 7,500 |