0001138897-20-000001.txt : 20201112 0001138897-20-000001.hdr.sgml : 20201112 20201112152548 ACCESSION NUMBER: 0001138897-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Western Asset Management Company, LLC CENTRAL INDEX KEY: 0001138897 IRS NUMBER: 952705767 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10245 FILM NUMBER: 201306262 BUSINESS ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-844-9407 MAIL ADDRESS: STREET 1: 385 E. COLORADO BLVD. CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: WESTERN ASSET MANAGEMENT CO DATE OF NAME CHANGE: 20010420 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001138897 XXXXXXXX 09-30-2020 09-30-2020 false Western Asset Management Company, LLC

385 E. Colorado Blvd. Pasadena CA 91101

13F COMBINATION REPORT 028-10245 0000038777 028-00734 FRANKLIN RESOURCES INC Y Legg Mason, Inc., 13F File Number 028-01700 ("LMI"), was acquired by Franklin Resources, Inc. ("FRI") on July 31, 2020. Through the quarter ended June 30, 2020 Western Asset Management Company, LLC was an Other Manager Reporting for LMI and reported its holdings of 13F Securities on a 13F Holdings Report. As a result of that acquisition, beginning with this Form 13F, Western Asset Management Company, LLC is now listed as an Other Manager Reporting for FRI and is reporting its holdings of 13F Securities on a 13F Combination Report. Kevin Ehrlich 626-844-9407 /s/KEVIN EHRLICH San Mateo CA 11-10-2020 0 23 1215137 INFORMATION TABLE 2 infotable.xml ALTERYX INC NOTE 1.000% 8/0 02156BAF0 4998 5000000 PRN SOLE 5000000 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 30005 31838000 PRN SOLE 31838000 0 0 BERRY CORP COM 08579X101 6895 2175036 SH SOLE 2175036 0 0 BLACKSTONE MTG TR INC NOTE 4.750% 3/1 09257WAC4 3304 3389000 PRN SOLE 3389000 0 0 BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 73623 76738000 PRN SOLE 76738000 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 14909 20599000 PRN SOLE 20599000 0 0 DISH NETWORK CORPORATION NOTE 2.375% 3/1 25470MAD1 5716 6280000 PRN SOLE 6280000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 44778 48600000 PRN SOLE 48600000 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 4901 5002000 PRN SOLE 5002000 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 4793 220437 SH SOLE 0 0 220437 ISHARES GOLD TRUST ISHARES 464285105 430 23850 SH SOLE 0 0 23850 ISHARES TR IBOXX INV CP ETF 464287242 854389 6342429 SH SOLE 0 0 6342429 LIBERTY MEDIA CORP DEL DEB 3.750% 2/1 530715AL5 28 37607 PRN SOLE 37607 0 0 MONTAGE RES CORP COM 61179L100 3698 842346 SH SOLE 842346 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 282 21088 SH SOLE 21088 0 0 PARTY CITY HOLDCO INC COM 702149105 1683 647131 SH SOLE 647131 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 26507 27719000 PRN SOLE 27719000 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 25261 242256 SH SOLE 1 0 242255 SPDR SER TR BLOOMBERG SRT TR 78468R408 11854 458200 SH SOLE 0 0 458200 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 42102 42946000 PRN SOLE 42946000 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 38640 403338 SH SOLE 0 0 403338 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 15583 16070000 PRN SOLE 16070000 0 0 WELLS FARGO CO NEW COM 949746101 758 32209 SH SOLE 32209 0 0