0001144204-11-059448.txt : 20111026 0001144204-11-059448.hdr.sgml : 20111026 20111026153211 ACCESSION NUMBER: 0001144204-11-059448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111024 FILED AS OF DATE: 20111026 DATE AS OF CHANGE: 20111026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTHENTEC INC CENTRAL INDEX KEY: 0001138830 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 593521332 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 100 RIALTO ROAD, SUITE 100 CITY: MELBOURNE STATE: FL ZIP: 32901 BUSINESS PHONE: 321-308-1300 MAIL ADDRESS: STREET 1: PO BOX 2719 CITY: MELBOURNE STATE: FL ZIP: 32902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sofinnova Capital IV FCPR CENTRAL INDEX KEY: 0001317762 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33552 FILM NUMBER: 111159006 BUSINESS ADDRESS: STREET 1: 17 RUE DE SUR?NE CITY: PARIS STATE: I0 ZIP: 75008 BUSINESS PHONE: (011) 331-5305-4110 MAIL ADDRESS: STREET 1: 17 RUE DE SUR?NE CITY: PARIS STATE: I0 ZIP: 75008 4 1 form4.xml OWNERSHIP DOCUMENT X0304 4 2011-10-24 0 0001138830 AUTHENTEC INC AUTH 0001317762 Sofinnova Capital IV FCPR 17 RUE DE SURENE PARIS I0 75008 FRANCE 0 0 1 0 Common Stock, par value $0.01 2011-10-24 4 S 0 43500 3.9534 D 4841179 D Common Stock, par value $0.01 2011-10-25 4 S 0 47500 3.9438 D 4793679 D The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.82 per share to $4.09 per share, inclusive. The reporting person undertakes to provide AuthenTec, Inc., any security holder of AuthenTec, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 per share to $4.03 per share, inclusive. The reporting person undertakes to provide AuthenTec, Inc., any security holder of AuthenTec, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. /s/ Monique Saulnier, Managing Partner of Sofinnova Partners SAS, on behalf of Sofinnova Capital IV FCPR 2011-10-26