X0201 4 2004-01-28 0 0001138817 FIRST SECURITY GROUP INC/TN N/A 0001248352 MONTGOMERY LLOYD L III 7000 OLD KENT DRIVE KNOXVILLE TN 37919 1 1 0 0 Chief Operating Officer Common Stock 30000 D Stock Options 8.33 2012-04-24 Common Stock 69600 69600 D Stock Options 8.33 2013-04-22 Common Stock 21000 21000 D Stock Options 10.00 2004-01-28 4 A 0 7500 0 A 2014-01-28 Common Stock 7500 98100 D Reflects a 12 for 10 stock dividend issued by First Security in June, 2003. The options vest in one-third increments over a three-year period that started on April 24, 2002. Accordingly, on April 24, 2003, options to purchase 23,200 shares were vested and options to purchase 23,200 shares will also vest on April 24, 2004 and on April 24, 2005. The options vest in one-third increments over a three-year period that started on April 22, 2003. Accordingly, options to purchase 7,000 shares will vest on April 22 of each year from 2004 to 2006. The options vest in one-third increments over a three-year period that started on January 28, 2004. Accordingly, options to purchase 2,500 shares will vest on January 28 of each year from 2005 to 2007. William L. Lusk, Jr. is signing on behalf of Mr. Montgomery as attorney in fact. Lloyd L. Montgomery, III 2004-01-30