0001209191-16-134745.txt : 20160802
0001209191-16-134745.hdr.sgml : 20160802
20160802113939
ACCESSION NUMBER: 0001209191-16-134745
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160801
FILED AS OF DATE: 20160802
DATE AS OF CHANGE: 20160802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fallon Thomas J
CENTRAL INDEX KEY: 0001399121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 161799504
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-01
0
0001138639
INFINERA CORP
INFN
0001399121
Fallon Thomas J
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
1
0
0
Chief Executive Officer
Common Stock
2016-08-01
4
P
0
100000
8.5355
A
1114657
I
See Footnote
Employee Stock Option (Right to Buy)
8.19
2019-11-23
Common Stock
90056
90056
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
14286
14286
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
32965
32965
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
30475
30475
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
182250
182250
D
Restricted Stock Units
Common Stock
35629
35629
D
Restricted Stock Units
Common Stock
36826
36826
D
Restricted Stock Units
Common Stock
86850
86850
D
Restricted Stock Units
Common Stock
37563
37563
D
This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $8.48 to $8.57 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares purchased at each separate price.
This option is fully-vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
These RSUs vest in three annual installments beginning on May 5, 2015.
These RSUs vest in three annual installments beginning on May 5, 2016.
These RSUs vest in four annual installments beginning on May 5, 2017.
These RSUs vest in full on August 5, 2016.
/s/ Michael Post, by Power of Attorney
2016-08-02