0001209191-16-134745.txt : 20160802 0001209191-16-134745.hdr.sgml : 20160802 20160802113939 ACCESSION NUMBER: 0001209191-16-134745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160802 DATE AS OF CHANGE: 20160802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Thomas J CENTRAL INDEX KEY: 0001399121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 161799504 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-01 0 0001138639 INFINERA CORP INFN 0001399121 Fallon Thomas J C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 1 1 0 0 Chief Executive Officer Common Stock 2016-08-01 4 P 0 100000 8.5355 A 1114657 I See Footnote Employee Stock Option (Right to Buy) 8.19 2019-11-23 Common Stock 90056 90056 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 14286 14286 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 32965 32965 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 30475 30475 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 182250 182250 D Restricted Stock Units Common Stock 35629 35629 D Restricted Stock Units Common Stock 36826 36826 D Restricted Stock Units Common Stock 86850 86850 D Restricted Stock Units Common Stock 37563 37563 D This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $8.48 to $8.57 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Fallon will provide full information regarding the number of shares purchased at each separate price. This option is fully-vested. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. These RSUs vest in three annual installments beginning on May 5, 2015. These RSUs vest in three annual installments beginning on May 5, 2016. These RSUs vest in four annual installments beginning on May 5, 2017. These RSUs vest in full on August 5, 2016. /s/ Michael Post, by Power of Attorney 2016-08-02