0001181431-14-023108.txt : 20140624
0001181431-14-023108.hdr.sgml : 20140624
20140606160457
ACCESSION NUMBER: 0001181431-14-023108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140606
DATE AS OF CHANGE: 20140606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welch David F
CENTRAL INDEX KEY: 0001399122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 14896625
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
rrd411171.xml
WELCH'S FORM 4
X0306
4
2014-06-05
0
0001138639
INFINERA CORP
INFN
0001399122
Welch David F
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
1
0
0
President
Common Stock
2014-06-05
4
S
0
10000
9
D
709493
I
See Footnote
Common Stock
14132
D
Common Stock
336979
I
See Footnote
Common Stock
553750
I
See Footnote
Common Stock
500000
I
See Footnote
Common Stock
2500
I
See Footnote
Employee Stock Option (Right to Buy)
2
2016-08-08
Common Stock
50000
50000
D
Employee Stock Option (Right to Buy)
2
2016-08-08
Common Stock
137500
137500
D
Employee Stock Option (Right to Buy)
8.19
2016-11-23
Common Stock
75000
75000
D
Employee Stock Option (Right to Buy)
7.61
2017-06-06
Common Stock
29214
29214
D
Employee Stock Option (Right to Buy)
7.61
2017-06-06
Common Stock
101342
101342
D
Employee Stock Option (Right to Buy)
7.61
2018-02-28
Common Stock
2817
2817
D
Employee Stock Option (Right to Buy)
7.61
2018-02-28
Common Stock
81683
81683
D
Employee Stock Option (Right to Buy)
7.11
2019-02-10
Common Stock
100000
100000
D
Employee Stock Option (Right to Buy)
7.45
2019-08-10
Common Stock
150000
150000
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
20250
20250
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
60750
60750
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
39465
39465
D
Employee Stock Option (Right to Buy)
8.58
2021-02-10
Common Stock
41535
41535
D
Restricted Stock Units
Common Stock
26333
26333
D
Restricted Stock Units
Common Stock
71250
71250
D
Restricted Stock Units
Common Stock
40000
40000
D
Restricted Stock Units
Common Stock
48000
48000
D
Restricted Stock Units
Common Stock
62770
62770
D
Shares held directly by LRFA, LLC of which the Reporting Person is the sole managing member.
Shares held directly by The Welch Family Trust u/a dtd 04/03/1996.
Shares held directly by SEI Private Trust Company, Trustee of the Welch Family Heritage Trust I u/I dated 9/24/01.
Shares held directly by The Welch Group, L.P. of which the Reporting Person is the general partner.
Shares held directly by the Reporting Person as a trustee for his minor children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his minor children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his minor children for purposes of Section 16 or for any other purpose.
The option is fully vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation.
The RSUs vest in three annual installments beginning on February 5, 2013.
The RSUs fully vest on December 31, 2014.
The RSUs vest in three annual installments beginning on February 5, 2014.
The RSUs vest in four annual installments beginning on August 5, 2014.
The RSUs vest in three annual installments beginning on May 5, 2015.
This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 24, 2013.
/s/ Alastair A. Short, by Power of Attorney
2014-06-06