X0305 4 2012-05-17 0 0001138639 INFINERA CORP INFN 0001177264 MCCARTHY MICHAEL O III C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Legal & Admin Officer Common Stock 2012-05-17 4 M 0 1319 1.84 A 44851 D Employee Stock Option (Right to Buy) 1.84 2012-05-17 4 M 0 1319 0 D 2013-05-15 Common Stock 1319 0 D Employee Stock Option (Right to Buy) 1.32 2015-11-28 Common Stock 7996 7996 D Employee Stock Option (Right to Buy) 2 2016-08-08 Common Stock 8703 8703 D Employee Stock Option (Right to Buy) 2 2016-08-08 Common Stock 11805 11805 D Employee Stock Option (Right to Buy) 7.11 2019-02-10 Common Stock 45309 45309 D Employee Stock Option (Right to Buy) 7.45 2019-08-10 Common Stock 51040 51040 D Employee Stock Option (Right to Buy) 8.19 2016-11-23 Common Stock 56250 56250 D Employee Stock Option (Right to Buy) 7.61 2017-06-06 Common Stock 25642 25642 D Employee Stock Option (Right to Buy) 7.61 2017-06-06 Common Stock 29355 29355 D Employee Stock Option (Right to Buy) 7.61 2018-02-28 Common Stock 2886 2886 D Employee Stock Option (Right to Buy) 7.61 2018-02-28 Common Stock 59780 59780 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 38577 38577 D Employee Stock Option (Right to Buy) 8.58 2021-02-10 Common Stock 26423 26423 D Restricted Stock Units Common Stock 22000 22000 D Restricted Stock Units Common Stock 64000 64000 D Restricted Stock Units Common Stock 47500 47500 D The option fully vested on May 5, 2007. The option fully vested on July 26, 2009. The option fully vested on June 28, 2010. The option fully vested on February 10, 2011. The option fully vested on August 10, 2011. The option vests and becomes exercisable in thirty-six monthly installments beginning on November 23, 2009. The option vests and becomes exercisable in thirty-six monthly installments beginning on February 5, 2010. The option vests and becomes exercisable in forty-eight monthly installments beginning on February 5, 2010. The option vests and becomes exercisable in thirty-six monthly installments beginning on February 10, 2011. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock. The RSUs vest in three annual installments beginning on February 5, 2012. The RSUs vest in three annual installments beginning on February 5, 2013. The RSUs vest as to 100% on December 31, 2014. Includes 3,000 shares acquired under the Company's 2007 Employee Stock Purchase Plan on February 15, 2012. /s/ Michael O. McCarthy III 2012-05-18