0001138639-24-000081.txt : 20240408
0001138639-24-000081.hdr.sgml : 20240408
20240408213827
ACCESSION NUMBER: 0001138639-24-000081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240405
FILED AS OF DATE: 20240408
DATE AS OF CHANGE: 20240408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welch David F
CENTRAL INDEX KEY: 0001399122
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 24830998
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infinera Corp
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
FORMER COMPANY:
FORMER CONFORMED NAME: INFINERA Corp
DATE OF NAME CHANGE: 20161219
FORMER COMPANY:
FORMER CONFORMED NAME: INFINERA CORP
DATE OF NAME CHANGE: 20030528
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
4
1
wk-form4_1712626698.xml
FORM 4
X0508
4
2024-04-05
0
0001138639
Infinera Corp
INFN
0001399122
Welch David F
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE
SAN JOSE
CA
95119
1
0
0
0
0
Common Stock
2024-04-05
4
M
0
37501
0
A
415650
I
See Footnote
Common Stock
2024-04-05
4
F
0
14168
5.80
D
401482
I
See Footnote
Common Stock
2500
I
See Footnote
Restricted Stock Units
2024-04-05
4
M
0
4167
0
D
Common Stock
4167
0
D
Restricted Stock Units
2024-04-05
4
M
0
33334
0
D
Common Stock
33334
66666
D
These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.
Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs").
These shares are held directly by Dr. Welch as a trustee for his children. Dr. Welch disclaims beneficial ownership of the shares held in trust for his children, and this report shall not be deemed an admission that Dr. Welch is the beneficial owner of the shares held in trust for his children for purposes of Section 16 or for any other purpose.
Each RSU represents a contingent right to receive one share of common stock of the Company.
These RSUs, originally for a total of 50,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.
These RSUs, originally for a total of 100,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2023 vesting commencement date, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.
/s/ Nicholas Janof, by Power of Attorney
2024-04-08