0001138639-23-000191.txt : 20231006 0001138639-23-000191.hdr.sgml : 20231006 20231006173939 ACCESSION NUMBER: 0001138639-23-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231005 FILED AS OF DATE: 20231006 DATE AS OF CHANGE: 20231006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walden Nicholas CENTRAL INDEX KEY: 0001798919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 231315049 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: Walden Nicholas P. DATE OF NAME CHANGE: 20200106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infinera Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA Corp DATE OF NAME CHANGE: 20161219 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wk-form4_1696628370.xml FORM 4 X0508 4 2023-10-05 0 0001138639 Infinera Corp INFN 0001798919 Walden Nicholas C/O INFINERA CORPORATION 6373 SAN IGNACIO AVENUE SAN JOSE CA 95119 0 1 0 0 SVP, Worldwide Sales 0 Common Stock 2023-10-05 4 M 0 7209 0 A 108695 D Common Stock 2023-10-05 4 F 0 3348 3.70 D 105347 D Restricted Stock Units 2023-10-05 4 M 0 4584 0 D Common Stock 4584 9167 D Restricted Stock Units 2023-10-05 4 M 0 2625 0 D Common Stock 2625 0 D Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Company. These RSUs, originally for a total of 55,000 shares, vest as to one-third of the shares on the one-year anniversary of the April 5, 2021 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Mr. Walden's continued service to the Company through each applicable vesting date. These RSUs, originally for a total of 5,250 shares, vest as to one-half of the shares on the one-year anniversary of the April 5, 2022 vesting commencement date, and 1/2 of the shares vest semi-annually thereafter, subject to Mr. Walden's continued service to the Company through each applicable vesting date. /s/ Nicholas Janof, by Power of Attorney 2023-10-06