0001138639-23-000179.txt : 20230907 0001138639-23-000179.hdr.sgml : 20230907 20230907164517 ACCESSION NUMBER: 0001138639-23-000179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230907 DATE AS OF CHANGE: 20230907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erba Nancy CENTRAL INDEX KEY: 0001684663 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 231242795 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infinera Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA Corp DATE OF NAME CHANGE: 20161219 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wk-form4_1694119505.xml FORM 4 X0508 4 2023-09-05 0 0001138639 Infinera Corp INFN 0001684663 Erba Nancy C/O INFINERA CORPORATION 6373 SAN IGNACIO AVENUE SAN JOSE CA 95119 0 1 0 0 Chief Financial Officer 0 Common Stock 2023-09-05 4 M 0 148333 0 A 564786 D Common Stock 2023-09-05 4 F 0 78099 4.42 D 486687 D Restricted Stock Units 2023-09-05 4 M 0 7708 0 D Common Stock 7708 46251 D Restricted Stock Units 2023-09-05 4 M 0 140625 0 D Common Stock 140625 0 D Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Company. These RSUs, originally for a total of 92,500 shares, vest as to one-third of the shares on the one-year anniversary of the March 5, 2022 vesting commencement date, and 1/12th of the shares vest quarterly thereafter, subject to Ms. Erba's continued service to the Company through each applicable vesting date. These RSUs, originally for a total of 562,500 shares, vest in four annual installments beginning on the one-year anniversary of the September 5, 2019 vesting commencement date, subject to Ms. Erba's continued service to the Company through each applicable vesting date. /s/ Nicholas Janof, by Power of Attorney 2023-09-07