0001138639-22-000137.txt : 20220907 0001138639-22-000137.hdr.sgml : 20220907 20220907201905 ACCESSION NUMBER: 0001138639-22-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220905 FILED AS OF DATE: 20220907 DATE AS OF CHANGE: 20220907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARD DAVID W CENTRAL INDEX KEY: 0001245146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 221232300 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infinera Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA Corp DATE OF NAME CHANGE: 20161219 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_166259632781770.xml FORM 4 X0306 4 2022-09-05 0 0001138639 Infinera Corp INFN 0001245146 HEARD DAVID W C/O INFINERA CORPORATION 6373 SAN IGNACIO AVENUE SAN JOSE CA 95119 1 1 0 0 Chief Executive Officer Common Stock 2022-09-05 4 M 0 10416 0 A 640738 D Common Stock 2022-09-05 4 F 0 5485 5.04 D 635253 D Common Stock 2022-09-05 4 M 0 20833 0 A 656086 D Common Stock 2022-09-05 4 F 0 10969 5.04 D 645117 D Restricted Stock Units 2022-09-05 4 M 0 10416 0 D Common Stock 10416.0 20834 D Restricted Stock Units 2022-09-05 4 M 0 20833 0 D Common Stock 20833.0 104166 D Represents shares that have been withheld by Infinera Corporation (the "Company") to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the Company. These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is December 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Heard's continued service to the Company through each applicable vesting date. /s/ Nicholas Janof, by Power of Attorney 2022-09-07