0001138639-21-000211.txt : 20211207
0001138639-21-000211.hdr.sgml : 20211207
20211207202748
ACCESSION NUMBER: 0001138639-21-000211
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211205
FILED AS OF DATE: 20211207
DATE AS OF CHANGE: 20211207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welch David F
CENTRAL INDEX KEY: 0001399122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 211477353
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infinera Corp
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 6373 SAN IGNACIO AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95119
FORMER COMPANY:
FORMER CONFORMED NAME: INFINERA Corp
DATE OF NAME CHANGE: 20161219
FORMER COMPANY:
FORMER CONFORMED NAME: INFINERA CORP
DATE OF NAME CHANGE: 20030528
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
4
1
wf-form4_163892685440797.xml
FORM 4
X0306
4
2021-12-05
0
0001138639
Infinera Corp
INFN
0001399122
Welch David F
C/O INFINERA CORPORATION
6373 SAN IGNACIO AVENUE
SAN JOSE
CA
95119
1
0
0
0
Common Stock
2021-12-06
4
M
0
6250
0
A
703367
I
See Footnote
Common Stock
2021-12-06
4
F
0
3099
8.07
D
700268
I
See Footnote
Common Stock
2500
I
See Footnote
Restricted Stock Units
2021-12-05
4
M
0
6250
0
D
Common Stock
37500.0
31250
D
These shares are held directly by The Welch Family Trust U/A DTD 4/3/1996 ("The Welch Family Trust"), for which Dr. Welch is a trustee.
Shares held directly by Dr. Welch as a trustee for his minor children. Dr. Welch disclaims beneficial ownership of the shares held in trust for his minor children, and this report shall not be deemed an admission that Dr. Welch is the beneficial owner of the shares held in trust for his minor children for purposes of Section 16 or for any other purpose.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company").
These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Dr. Welch's continued service to the Company through each applicable vesting date.
/s/ Michael Hopp, by Power of Attorney
2021-12-07