0001138639-19-000040.txt : 20190506 0001138639-19-000040.hdr.sgml : 20190506 20190506180852 ACCESSION NUMBER: 0001138639-19-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190505 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feller Brad CENTRAL INDEX KEY: 0001560734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 19800686 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_155718051662272.xml FORM 4 X0306 4 2019-05-05 0 0001138639 INFINERA Corp INFN 0001560734 Feller Brad C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 2019-05-05 4 M 0 8067 0 A 244173 D Common Stock 2019-05-05 4 F 0 2717 4.43 D 241456 D Common Stock 2019-05-05 4 M 0 11062 0 A 252518 D Common Stock 2019-05-05 4 F 0 3790 4.43 D 248728 D Common Stock 2019-05-05 4 M 0 17188 0 A 265916 D Common Stock 2019-05-05 4 F 0 5944 4.43 D 259972 D Incentive Stock Option (Right to Buy) 9.02 2021-01-13 Common Stock 24107.0 24107 D Non-Qualified Stock Option (Right to Buy) 9.02 2021-01-13 Common Stock 893.0 893 D Restricted Stock Units 2019-05-05 4 M 0 8067 0 D Common Stock 8067.0 8067 D Restricted Stock Units 2019-05-05 4 M 0 11062 0 D Common Stock 11062.0 22123 D Restricted Stock Units 2019-05-05 4 M 0 17188 0 D Common Stock 17188.0 51562 D Restricted Stock Units Common Stock 132000.0 132000 D This option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. These RSUs vest in four annual installments beginning on May 5, 2017. These RSUs vest in four annual installments beginning on May 5, 2018. These RSUs vest in four annual installments beginning on May 5, 2019. These RSUs vest in three annual installments beginning on May 5, 2020. /s/ Michael Post, by Power of Attorney 2019-05-06