0001138639-19-000015.txt : 20190222 0001138639-19-000015.hdr.sgml : 20190222 20190222190919 ACCESSION NUMBER: 0001138639-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feller Brad CENTRAL INDEX KEY: 0001560734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 19627740 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_155088054251739.xml FORM 4 X0306 4 2019-02-20 0 0001138639 INFINERA Corp INFN 0001560734 Feller Brad C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Financial Officer Common Stock 236106 D Incentive Stock Option (Right to Buy) 9.02 2021-01-13 Common Stock 24107.0 24107 D Non-Qualified Stock Option (Right to Buy) 9.02 2021-01-13 Common Stock 893.0 893 D Restricted Stock Units Common Stock 16134.0 16134 D Restricted Stock Units Common Stock 33185.0 33185 D Restricted Stock Units Common Stock 68750.0 68750 D Restricted Stock Units 2019-02-20 4 A 0 132000 0 A Common Stock 132000.0 132000 D This includes 2,910 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on February 15, 2019. This option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock. These RSUs vest in four annual installments beginning on May 5, 2017. These RSUs vest in four annual installments beginning on May 5, 2018. These RSUs vest in four annual installments beginning on May 5, 2019. These RSUs vest in three annual installments beginning on May 5, 2020. /s/ Michael Post, by Power of Attorney 2019-02-22