X0202 3 2007-06-06 0 0001138639 INFINERA CORP INFN 0001177264 MCCARTHY MICHAEL O III C/O INFINERA CORPORATION 169 JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 VP and General Counsel Common Stock 174326 D Series G Convertible Preferred Stock Common Stock 18518 D Employee stock option (right to buy) 1.84 2013-05-16 Common Stock 5937 D Employee stock option (right to buy) 1.32 2015-11-28 Common Stock 35985 D Employee stock option (right to buy) 2.00 2016-08-08 Common Stock 85000 D The Series G Convertible Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock. The option is subject to an early exercise provision and is immediately exercisable. An option to purchase 47,500 shares was granted on May 16, 2003 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One-fourth of the shares subject to the option vested on May 5, 2004 and one forty-eighth of the shares shall vest monthly thereafter. The option is subject to an early exercise provision and is immediately exercisable. An option to purchase 47,727 shares was granted on November 28, 2005 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One forty-eighth of the shares subject to the option vested on August 26, 2005 and one forty-eighth of the shares shall vest monthly thereafter. The option is subject to an early exercise provision and is immediately exercisable. An option to purchase 100,000 shares was granted on August 8, 2006 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. One forty-eighth of the shares subject to the option vested on July 29, 2006 and one forty-eighth of the shares shall vest monthly thereafter. /s/ Michael O. McCarthy III 2007-06-06