0001104659-24-000999.txt : 20240103
0001104659-24-000999.hdr.sgml : 20240103
20240103185733
ACCESSION NUMBER: 0001104659-24-000999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERGEN CANTEY
CENTRAL INDEX KEY: 0001138538
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33807
FILM NUMBER: 24509024
MAIL ADDRESS:
STREET 1: DISH NETWORK CORPORATION
STREET 2: 9601 S. MERIDIAN BLVD.
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EchoStar CORP
CENTRAL INDEX KEY: 0001415404
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 261232727
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 INVERNESS TERRACE E.
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 303-723-1277
MAIL ADDRESS:
STREET 1: 100 INVERNESS TERRACE E.
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: EchoStar Holding CORP
DATE OF NAME CHANGE: 20071017
4
1
tm2333986-8_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-12-31
0
0001415404
EchoStar CORP
SATS
0001138538
ERGEN CANTEY
100 INVERNESS TERRACE EAST
ENGLEWOOD
CO
80112
1
0
1
1
Senior Advisor
0
Class A Common Stock
2023-12-31
4
A
0
156
A
203
D
Class A Common Stock
2023-12-31
4
A
0
988
A
1189
I
By 401(k)
Class A Common Stock
2024-01-01
4
M
0
16
A
219
D
Class A Common Stock
2024-01-01
4
F
0
6
16.57
D
213
D
Stock Option (Right to Buy)
101.09
2023-12-31
4
A
0
1754
A
2025-01-01
Class A Common Stock
1754
1754
D
Stock Option (Right to Buy)
92.17
2023-12-31
4
A
0
1754
A
2026-01-01
Class A Common Stock
1754
1754
D
Stock Option (Right to Buy)
92.44
2023-12-31
4
A
0
1754
A
2027-01-01
Class A Common Stock
1754
1754
D
Stock Option (Right to Buy)
40.02
2023-12-31
4
A
0
1754
A
2028-01-01
Class A Common Stock
1754
1754
D
Restricted Stock Units
2023-12-31
4
A
0
16
A
2024-01-01
Class A Common Stock
16
16
D
Restricted Stock Units
2024-01-01
4
M
0
16
0
D
2024-01-01
Class A Common Stock
16
0
D
Received in exchange for shares of Class A Common Stock, par value $.01 par value per share ("DISH Class A Common Stock"), of DISH Network Corporation, a Nevada corporation ("DISH") in connection with the Amended and Restated Agreement and Plan of Merger, dated as of October 2, 2023 ("Merger Agreement"), by and between the Issuer, DISH and EAV Corp., a Nevada corporation and a wholly owned direct subsidiary of the Issuer ("Merger Sub"). Pursuant to the Merger Agreement, on December 31, 2023, Merger Sub merged with and into DISH with DISH surviving the merger as a wholly owned subsidiary of the Issuer (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of DISH Class A Common Stock was converted into the right to receive a number of Issuer Class A Common Stock equal to 0.350877 (the "Exchange Ratio").
The shares underlying the option were 100% vested at date of grant.
Received in exchange for an employee stock option to acquire shares of DISH Class A Common Stock in connection with the Merger. At the Effective Time, each stock option held by the reporting person was converted into an Issuer stock option on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH stock option immediately prior to the Effective Time, multiplied by the Exchange Ratio, at an exercise price equal to the exercise price of the corresponding DISH stock option immediately prior to the Effective Time divided by the Exchange Ratio.
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Class A Common Stock, which will be issued to the reporting person immediately upon vesting.
The RSUs vest in three equal annual installments, commencing January 1, 2022.
Received in exchange for restricted stock units representing a contingent right to receive DISH Class A Common Stock in connection with the Merger. At the Effective Time, each restricted stock unit held by the reporting person was converted into an Issuer RSU on substantially the same terms and conditions, with respect to a number of shares of Issuer Class A Common Stock equal to (i) the number of shares of DISH Class A Common Stock subject to the corresponding DISH restricted stock unit award immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II.
/s/ Cantey M. Ergen, by Dean Manson, Attorney-in-Fact
2024-01-03