Chief Compliance Officer

0001138486-20-000004.txt : 20201116 0001138486-20-000004.hdr.sgml : 20201116 20201116154839 ACCESSION NUMBER: 0001138486-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 201316367 BUSINESS ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 555 E. WELLS ST. STE 1625 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001138486 XXXXXXXX 09-30-2020 09-30-2020 NORTHERN OAK WEALTH MANAGEMENT INC

555 E. WELLS ST. STE 1625 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N Sokona Smith Chief Compliance Officer 4142231077 Sokona Smith Milwaukee WI 11-16-2020 0 424 685654 false INFORMATION TABLE 2 NorthernOak-13f-Q3-2020.xml AGNC INVT CORP COM 00123Q104 190 13650 SH SOLE 0 0 13650 ANI PHARMACEUTICALS INC COM 00182C103 0 1 SH SOLE 0 0 1 AT&T INC COM 00206R102 8735 306395 SH SOLE 0 0 306395 ARK ETF TR INNOVATION ETF 00214Q104 13 140 SH SOLE 0 0 140 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 5 87 SH SOLE 0 0 87 ARK ETF TR GENOMIC REV ETF 00214Q302 15 233 SH SOLE 0 0 233 ARK ETF TR NEXT GNRTN INTER 00214Q401 10 92 SH SOLE 0 0 92 ARK ETF TR FINTECH INNOVA 00214Q708 7 177 SH SOLE 0 0 177 ABBOTT LABS COM 002824100 1390 12774 SH SOLE 0 0 12774 ABBVIE INC COM 00287Y109 6340 72388 SH SOLE 0 0 72388 ABERDEEN INCOME CR STRATEGIE COM 003057106 1 1812 SH SOLE 0 0 1812 ACTIVISION BLIZZARD INC COM 00507V109 54 668 SH SOLE 0 0 668 ADOBE SYSTEMS INCORPORATED COM 00724F101 28 57 SH SOLE 0 0 57 AIR PRODS & CHEMS INC COM 009158106 873 2932 SH SOLE 0 0 2932 ALBEMARLE CORP COM 012653101 12 130 SH SOLE 0 0 130 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7 25 SH SOLE 0 0 25 ALKALINE WTR CO INC COM NEW 01643A207 1 800 SH SOLE 0 0 800 ALPHABET INC CAP STK CL C 02079K107 288 196 SH SOLE 0 0 196 ALPHABET INC CAP STK CL A 02079K305 5344 3647 SH SOLE 0 0 3647 ALTRIA GROUP INC COM 02209S103 5399 139722 SH SOLE 0 0 139722 AMAZON COM INC COM 023135106 6064 1926 SH SOLE 0 0 1926 AMERICAN ELEC PWR CO INC COM 025537101 60 738 SH SOLE 0 0 738 AMERICAN EXPRESS CO COM 025816109 5391 53771 SH SOLE 0 0 53771 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 0 5 SH SOLE 0 0 5 AMERICAN TOWER CORP NEW COM 03027X100 21 85 SH SOLE 0 0 85 AMGEN INC COM 031162100 46 180 SH SOLE 0 0 180 ANNALY CAPITAL MANAGEMENT IN COM 035710409 201 28200 SH SOLE 0 0 28200 ANTHEM INC COM 036752103 92 341 SH SOLE 0 0 341 APPLE INC COM 037833100 24384 210552 SH SOLE 0 0 210552 ARES CAPITAL CORP COM 04010L103 88 6300 SH SOLE 0 0 6300 ASSOCIATED BANC CORP COM 045487105 5 400 SH SOLE 0 0 400 AUTOMATIC DATA PROCESSING IN COM 053015103 153 1100 SH SOLE 0 0 1100 AVANOS MED INC COM 05350V106 1 31 SH SOLE 0 0 31 AXON ENTERPRISE INC COM 05464C101 112 1235 SH SOLE 0 0 1235 BP PLC SPONSORED ADR 055622104 296 16945 SH SOLE 0 0 16945 BK OF AMERICA CORP COM 060505104 3515 145919 SH SOLE 0 0 145919 BANK NEW YORK MELLON CORP COM 064058100 515 15000 SH SOLE 0 0 15000 BAXTER INTL INC COM 071813109 44 549 SH SOLE 0 0 549 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 316 1484 SH SOLE 0 0 1484 BIOGEN INC COM 09062X103 35 125 SH SOLE 0 0 125 BLACK HILLS CORP COM 092113109 17 325 SH SOLE 0 0 325 BLACKROCK INC COM 09247X101 1090 1935 SH SOLE 0 0 1935 BLACKROCK ENHANCED EQUITY DI COM 09251A104 7 899 SH SOLE 0 0 899 BLACKROCK MUNIHOLDINGS QUALI COM 09254A101 10 800 SH SOLE 0 0 800 BLACKSTONE GROUP INC COM CL A 09260D107 158 3018 SH SOLE 0 0 3018 BOEING CO COM 097023105 557 3369 SH SOLE 0 0 3369 BOSTON SCIENTIFIC CORP COM 101137107 19 500 SH SOLE 0 0 500 BRISTOL-MYERS SQUIBB CO COM 110122108 12196 202292 SH SOLE 0 0 202292 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 11 4900 SH SOLE 0 0 4900 BROADCOM INC COM 11135F101 10364 28446 SH SOLE 0 0 28446 CSX CORP COM 126408103 130 1668 SH SOLE 0 0 1668 CVS HEALTH CORP COM 126650100 8124 139107 SH SOLE 0 0 139107 CAMPING WORLD HLDGS INC CL A 13462K109 6 200 SH SOLE 0 0 200 CARRIER GLOBAL CORPORATION COM 14448C104 66 2150 SH SOLE 0 0 2150 CATERPILLAR INC DEL COM 149123101 324 2172 SH SOLE 0 0 2172 CHARTER COMMUNICATIONS INC N CL A 16119P108 27 43 SH SOLE 0 0 43 CHEVRON CORP NEW COM 166764100 4402 61145 SH SOLE 0 0 61145 CHURCH & DWIGHT INC COM 171340102 33 350 SH SOLE 0 0 350 CISCO SYS INC COM 17275R102 8218 208628 SH SOLE 0 0 208628 CITIGROUP INC COM NEW 172967424 3070 71218 SH SOLE 0 0 71218 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 1 88 SH SOLE 0 0 88 CLOROX CO DEL COM 189054109 188 894 SH SOLE 0 0 894 COCA COLA CO COM 191216100 8388 169904 SH SOLE 0 0 169904 COLGATE PALMOLIVE CO COM 194162103 134 1731 SH SOLE 0 0 1731 CONOCOPHILLIPS COM 20825C104 145 4416 SH SOLE 0 0 4416 CONSOLIDATED EDISON INC COM 209115104 54 693 SH SOLE 0 0 693 CONSTELLATION BRANDS INC CL A 21036P108 734 3873 SH SOLE 0 0 3873 COSTCO WHSL CORP NEW COM 22160K105 45 127 SH SOLE 0 0 127 CROWN CASTLE INTL CORP NEW COM 22822V101 142 851 SH SOLE 0 0 851 DXC TECHNOLOGY CO COM 23355L106 1 70 SH SOLE 0 0 70 DEERE & CO COM 244199105 44 200 SH SOLE 0 0 200 DELTA AIR LINES INC DEL COM NEW 247361702 16 524 SH SOLE 0 0 524 DEVON ENERGY CORP NEW COM 25179M103 3 353 SH SOLE 0 0 353 DISNEY WALT CO COM DISNEY 254687106 7560 60929 SH SOLE 0 0 60929 DISCOVER FINL SVCS COM 254709108 6 100 SH SOLE 0 0 100 DOMINION ENERGY INC COM 25746U109 166 2104 SH SOLE 0 0 2104 DOW INC COM 260557103 8943 190076 SH SOLE 0 0 190076 DUKE ENERGY CORP NEW COM NEW 26441C204 585 6601 SH SOLE 0 0 6601 DUPONT DE NEMOURS INC COM 26614N102 4 81 SH SOLE 0 0 81 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 4 412 SH SOLE 0 0 412 EBAY INC. COM 278642103 10 200 SH SOLE 0 0 200 EMERSON ELEC CO COM 291011104 479 7305 SH SOLE 0 0 7305 ENBRIDGE INC COM 29250N105 208 7123 SH SOLE 0 0 7123 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 2 424 SH SOLE 0 0 424 ENTERPRISE PRODS PARTNERS L COM 293792107 250 15850 SH SOLE 0 0 15850 ESSENTIAL UTILS INC COM 29670G102 28 696 SH SOLE 0 0 696 EXACT SCIENCES CORP COM 30063P105 133 1300 SH SOLE 0 0 1300 EXELON CORP COM 30161N101 9 250 SH SOLE 0 0 250 EXXON MOBIL CORP COM 30231G102 1065 31021 SH SOLE 0 0 31021 FACEBOOK INC CL A 30303M102 112 428 SH SOLE 0 0 428 FARMLAND PARTNERS INC COM 31154R109 5 765 SH SOLE 0 0 765 FEDEX CORP COM 31428X106 19 75 SH SOLE 0 0 75 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 6 14 SH SOLE 0 0 14 FIDELITY NATL INFORMATION SV COM 31620M106 215 1462 SH SOLE 0 0 1462 FIFTH THIRD BANCORP COM 316773100 37 1740 SH SOLE 0 0 1740 FIRST BUS FINL SVCS INC WIS COM 319390100 84 5892 SH SOLE 0 0 5892 FIRST HORIZON NATL CORP COM 320517105 158 16800 SH SOLE 0 0 16800 FIRST TR MORNINGSTAR DIVID L SHS 336917109 340 13039 SH SOLE 0 0 13039 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 93 5237 SH SOLE 0 0 5237 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 352 18490 SH SOLE 0 0 18490 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 253 5354 SH SOLE 0 0 5354 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 321 7333 SH SOLE 0 0 7333 FIRST TR MLP & ENERGY INCOM COM 33739B104 2 500 SH SOLE 0 0 500 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 8662 451845 SH SOLE 0 0 451845 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 7226 211228 SH SOLE 0 0 211228 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 553 10706 SH SOLE 0 0 10706 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 12918 215235 SH SOLE 0 0 215235 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 399 19800 SH SOLE 0 0 19800 FISERV INC COM 337738108 256 2489 SH SOLE 0 0 2489 FOOT LOCKER INC COM 344849104 7 200 SH SOLE 0 0 200 FS KKR CAP CORP II COM 35952V303 6 379 SH SOLE 0 0 379 GENERAL ELECTRIC CO COM 369604103 210 33700 SH SOLE 0 0 33700 GENERAL MLS INC COM 370334104 5015 81302 SH SOLE 0 0 81302 GILEAD SCIENCES INC COM 375558103 87 1375 SH SOLE 0 0 1375 GLADSTONE LD CORP COM 376549101 10 640 SH SOLE 0 0 640 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 30 810 SH SOLE 0 0 810 GLOBAL X FDS GLB X SUPERDIV 37950E549 8 770 SH SOLE 0 0 770 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 5 130 SH SOLE 0 0 130 GOLDMAN SACHS GROUP INC COM 38141G104 51 255 SH SOLE 0 0 255 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 92 1350 SH SOLE 0 0 1350 GOLDMAN SACHS BDC INC SHS 38147U107 150 10000 SH SOLE 0 0 10000 GOLUB CAP BDC INC COM 38173M102 21 1577 SH SOLE 0 0 1577 GRACO INC COM 384109104 83 1350 SH SOLE 0 0 1350 HP INC COM 40434L105 16 822 SH SOLE 0 0 822 HARLEY DAVIDSON INC COM 412822108 5 200 SH SOLE 0 0 200 HERSHEY CO COM 427866108 14 100 SH SOLE 0 0 100 HEWLETT PACKARD ENTERPRISE C COM 42824C109 8 822 SH SOLE 0 0 822 HOME DEPOT INC COM 437076102 2774 9987 SH SOLE 0 0 9987 HONEYWELL INTL INC COM 438516106 1009 6128 SH SOLE 0 0 6128 INTEL CORP COM 458140100 7756 149785 SH SOLE 0 0 149785 INTERNATIONAL BUSINESS MACHS COM 459200101 582 4781 SH SOLE 0 0 4781 INTERNATIONAL PAPER CO COM 460146103 168 4151 SH SOLE 0 0 4151 INVESCO MORTGAGE CAPITAL INC COM 46131B100 3 1160 SH SOLE 0 0 1160 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 131 2175 SH SOLE 0 0 2175 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 22 95 SH SOLE 0 0 95 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 12 314 SH SOLE 0 0 314 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 25 231 SH SOLE 0 0 231 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1117 85515 SH SOLE 0 0 85515 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 758 5741 SH SOLE 0 0 5741 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 305 15054 SH SOLE 0 0 15054 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 247 16800 SH SOLE 0 0 16800 INVESCO EXCH TRADED FD TR II KBW REGL BKG 46138E578 18 555 SH SOLE 0 0 555 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 8726 354431 SH SOLE 0 0 354431 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 4544 214149 SH SOLE 0 0 214149 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 24582 1152992 SH SOLE 0 0 1152992 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 141 6501 SH SOLE 0 0 6501 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 11 500 SH SOLE 0 0 500 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 6913 309314 SH SOLE 0 0 309314 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 21035 948396 SH SOLE 0 0 948396 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 14930 685182 SH SOLE 0 0 685182 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 15270 699154 SH SOLE 0 0 699154 INVESCO DB MULTI-SECTOR COMM BASE METALS FD 46140H700 416 27500 SH SOLE 0 0 27500 IROBOT CORP COM 462726100 23 300 SH SOLE 0 0 300 ISHARES INC EM MKTS DIV ETF 464286319 161 5332 SH SOLE 0 0 5332 ISHARES INC JP MORGAN EM ETF 464286517 54 1290 SH SOLE 0 0 1290 ISHARES TR CORE S&P TTL STK 464287150 470 6223 SH SOLE 0 0 6223 ISHARES TR CHINA LG-CAP ETF 464287184 1 23 SH SOLE 0 0 23 ISHARES TR CORE S&P500 ETF 464287200 5803 17267 SH SOLE 0 0 17267 ISHARES TR CORE US AGGBD ET 464287226 168 1427 SH SOLE 0 0 1427 ISHARES TR MSCI EMG MKT ETF 464287234 467 10600 SH SOLE 0 0 10600 ISHARES TR IBOXX INV CP ETF 464287242 692 5137 SH SOLE 0 0 5137 ISHARES TR S&P 500 GRWT ETF 464287309 40115 173600 SH SOLE 0 0 173600 ISHARES TR GLOBAL ENERG ETF 464287341 2 152 SH SOLE 0 0 152 ISHARES TR S&P 500 VAL ETF 464287408 27489 244456 SH SOLE 0 0 244456 ISHARES TR 20 YR TR BD ETF 464287432 374 2289 SH SOLE 0 0 2289 ISHARES TR 1 3 YR TREAS BD 464287457 167 1931 SH SOLE 0 0 1931 ISHARES TR MSCI EAFE ETF 464287465 1278 20072 SH SOLE 0 0 20072 ISHARES TR RUS MDCP VAL ETF 464287473 2153 26631 SH SOLE 0 0 26631 ISHARES TR RUS MD CP GR ETF 464287481 141 818 SH SOLE 0 0 818 ISHARES TR RUS MID CAP ETF 464287499 179 3120 SH SOLE 0 0 3120 ISHARES TR CORE S&P MCP ETF 464287507 1651 8912 SH SOLE 0 0 8912 ISHARES TR EXPANDED TECH 464287515 7 22 SH SOLE 0 0 22 ISHARES TR PHLX SEMICND ETF 464287523 12 38 SH SOLE 0 0 38 ISHARES TR COHEN STEER REIT 464287564 784 7686 SH SOLE 0 0 7686 ISHARES TR RUS 1000 VAL ETF 464287598 2660 22513 SH SOLE 0 0 22513 ISHARES TR S&P MC 400GR ETF 464287606 25816 107935 SH SOLE 0 0 107935 ISHARES TR RUS 1000 GRW ETF 464287614 9075 41840 SH SOLE 0 0 41840 ISHARES TR RUS 2000 VAL ETF 464287630 210 2114 SH SOLE 0 0 2114 ISHARES TR RUS 2000 GRW ETF 464287648 4745 21419 SH SOLE 0 0 21419 ISHARES TR RUSSELL 2000 ETF 464287655 1121 7481 SH SOLE 0 0 7481 ISHARES TR U.S. UTILITS ETF 464287697 8 57 SH SOLE 0 0 57 ISHARES TR S&P MC 400VL ETF 464287705 19231 142603 SH SOLE 0 0 142603 ISHARES TR CORE S&P SCP ETF 464287804 964 13730 SH SOLE 0 0 13730 ISHARES TR SP SMCP600VL ETF 464287879 8737 71370 SH SOLE 0 0 71370 ISHARES TR S&P SML 600 GWT 464287887 12176 69008 SH SOLE 0 0 69008 ISHARES TR JPMORGAN USD EMG 464288281 259 2332 SH SOLE 0 0 2332 ISHARES TR NATIONAL MUN ETF 464288414 116 1000 SH SOLE 0 0 1000 ISHARES TR CRE U S REIT ETF 464288521 894 20431 SH SOLE 0 0 20431 ISHARES TR GOV/CRED BD ETF 464288596 427 3406 SH SOLE 0 0 3406 ISHARES TR INTRM GOV CR ETF 464288612 634 5384 SH SOLE 0 0 5384 ISHARES TR ISHS 5-10YR INVT 464288638 3500 57561 SH SOLE 0 0 57561 ISHARES TR ISHS 1-5YR INVS 464288646 2076 37815 SH SOLE 0 0 37815 ISHARES TR 3 7 YR TREAS BD 464288661 0 2 SH SOLE 0 0 2 ISHARES TR SHORT TREAS BD 464288679 14 122 SH SOLE 0 0 122 ISHARES TR PFD AND INCM SEC 464288687 44 1215 SH SOLE 0 0 1215 ISHARES TR US HOME CONS ETF 464288752 96 1692 SH SOLE 0 0 1692 ISHARES TR US AER DEF ETF 464288760 165 1041 SH SOLE 0 0 1041 ISHARES TR MSCI USA ESG SLC 464288802 16 110 SH SOLE 0 0 110 ISHARES TR U.S. MED DVC ETF 464288810 247 824 SH SOLE 0 0 824 ISHARES TR EAFE VALUE ETF 464288877 978 24238 SH SOLE 0 0 24238 ISHARES TR EAFE GRWTH ETF 464288885 3564 39654 SH SOLE 0 0 39654 ISHARES TR GRWT ALLOCAT ETF 464289867 8 175 SH SOLE 0 0 175 ISHARES SILVER TR ISHARES 46428Q109 327 15100 SH SOLE 0 0 15100 ISHARES TR INTL PFD STK ETF 46429B135 15 1094 SH SOLE 0 0 1094 ISHARES TR CORE HIGH DV ETF 46429B663 514 6392 SH SOLE 0 0 6392 ISHARES TR MSCI USA MIN VOL 46429B697 27 427 SH SOLE 0 0 427 ISHARES TR 0-5YR INVT GR CP 46434V100 21 400 SH SOLE 0 0 400 ISHARES TR 0-5YR HI YL CP 46434V407 360 8191 SH SOLE 0 0 8191 ISHARES TR CORE DIV GRWTH 46434V621 586 14727 SH SOLE 0 0 14727 ISHARES TR ULTR SH TRM BD 46434V878 40 790 SH SOLE 0 0 790 ISHARES TR IBONDS DEC2023 46435G318 300 11405 SH SOLE 0 0 11405 ISHARES TR MORTGE REL ETF 46435G342 149 5787 SH SOLE 0 0 5787 ISHARES TR IBONDS DEC2022 46435G755 200 7545 SH SOLE 0 0 7545 ISHARES TR IBONDS DEC2021 46435G789 493 19030 SH SOLE 0 0 19030 ISHARES TR IBONDS DEC 46435U697 238 8770 SH SOLE 0 0 8770 JOYY INC ADS REPSTG COM A 46591M109 5 60 SH SOLE 0 0 60 JPMORGAN CHASE & CO COM 46625H100 8108 84218 SH SOLE 0 0 84218 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 791 15582 SH SOLE 0 0 15582 JOHNSON & JOHNSON COM 478160104 10363 69603 SH SOLE 0 0 69603 KAISER ALUMINUM CORP COM PAR $0.01 483007704 5 95 SH SOLE 0 0 95 KELLOGG CO COM 487836108 224 3465 SH SOLE 0 0 3465 KIMBERLY CLARK CORP COM 494368103 566 3831 SH SOLE 0 0 3831 KINDER MORGAN INC DEL COM 49456B101 287 23313 SH SOLE 0 0 23313 KOHLS CORP COM 500255104 237 12814 SH SOLE 0 0 12814 KRAFT HEINZ CO COM 500754106 307 10260 SH SOLE 0 0 10260 KRANESHARES TR BOSERA MSCI CH 500767405 3 87 SH SOLE 0 0 87 LEIDOS HOLDINGS INC COM 525327102 4 46 SH SOLE 0 0 46 LILLY ELI & CO COM 532457108 830 5609 SH SOLE 0 0 5609 LINCOLN NATL CORP IND COM 534187109 518 16541 SH SOLE 0 0 16541 LITHIUM AMERS CORP NEW COM NEW 53680Q207 6 490 SH SOLE 0 0 490 LOCKHEED MARTIN CORP COM 539830109 9146 23863 SH SOLE 0 0 23863 LOWES COS INC COM 548661107 864 5209 SH SOLE 0 0 5209 MGE ENERGY INC COM 55277P104 67 1068 SH SOLE 0 0 1068 MGIC INVT CORP WIS COM 552848103 9 1000 SH SOLE 0 0 1000 MPLX LP COM UNIT REP LTD 55336V100 9 573 SH SOLE 0 0 573 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 241 7038 SH SOLE 0 0 7038 MARATHON PETE CORP COM 56585A102 129 4400 SH SOLE 0 0 4400 MARRIOTT INTL INC NEW CL A 571903202 336 3625 SH SOLE 0 0 3625 MCDONALDS CORP COM 580135101 205 933 SH SOLE 0 0 933 MERCK & CO. INC COM 58933Y105 2233 26915 SH SOLE 0 0 26915 MEREDITH CORP COM 589433101 5 385 SH SOLE 0 0 385 METLIFE INC COM 59156R108 3 75 SH SOLE 0 0 75 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 92 SH SOLE 0 0 92 MICROSOFT CORP COM 594918104 20703 98433 SH SOLE 0 0 98433 MICRON TECHNOLOGY INC COM 595112103 49 1034 SH SOLE 0 0 1034 MODERNA INC COM 60770K107 5 70 SH SOLE 0 0 70 MONDELEZ INTL INC CL A 609207105 840 14621 SH SOLE 0 0 14621 MORGAN STANLEY COM NEW 617446448 2630 54401 SH SOLE 0 0 54401 MOTOROLA SOLUTIONS INC COM NEW 620076307 50 317 SH SOLE 0 0 317 NCR CORP NEW COM 62886E108 64 2885 SH SOLE 0 0 2885 NETFLIX INC COM 64110L106 364 728 SH SOLE 0 0 728 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 32 4075 SH SOLE 0 0 4075 NEXTERA ENERGY INC COM 65339F101 298 1075 SH SOLE 0 0 1075 NIKE INC CL B 654106103 338 2695 SH SOLE 0 0 2695 NIKOLA CORP COM 654110105 4 180 SH SOLE 0 0 180 NORFOLK SOUTHN CORP COM 655844108 510 2382 SH SOLE 0 0 2382 NORTHROP GRUMMAN CORP COM 666807102 4908 15555 SH SOLE 0 0 15555 NORTONLIFELOCK INC COM 668771108 3231 155025 SH SOLE 0 0 155025 NUCOR CORP COM 670346105 41 925 SH SOLE 0 0 925 NVIDIA CORPORATION COM 67066G104 721 1332 SH SOLE 0 0 1332 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 214 18930 SH SOLE 0 0 18930 NUVEEN AMT FREE MUN CR INC F COM 67071L106 6 362 SH SOLE 0 0 362 NUVEEN MUN VALUE FD INC COM 670928100 11 1000 SH SOLE 0 0 1000 OCCIDENTAL PETE CORP COM 674599105 6 635 SH SOLE 0 0 635 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 0 79 SH SOLE 0 0 79 ONEOK INC NEW COM 682680103 9 350 SH SOLE 0 0 350 OPKO HEALTH INC COM 68375N103 9 2500 SH SOLE 0 0 2500 ORACLE CORP COM 68389X105 96 1600 SH SOLE 0 0 1600 OTIS WORLDWIDE CORP COM 68902V107 67 1075 SH SOLE 0 0 1075 PNC FINL SVCS GROUP INC COM 693475105 91 827 SH SOLE 0 0 827 PPG INDS INC COM 693506107 275 2250 SH SOLE 0 0 2250 PAPA JOHNS INTL INC COM 698813102 16 200 SH SOLE 0 0 200 PAYPAL HLDGS INC COM 70450Y103 39 200 SH SOLE 0 0 200 PEPSICO INC COM 713448108 1482 10691 SH SOLE 0 0 10691 PERSPECTA INC COM 715347100 1 35 SH SOLE 0 0 35 PFIZER INC COM 717081103 11190 304914 SH SOLE 0 0 304914 PHILIP MORRIS INTL INC COM 718172109 1803 24041 SH SOLE 0 0 24041 PHILLIPS 66 COM 718546104 21 400 SH SOLE 0 0 400 PROCTER AND GAMBLE CO COM 742718109 2199 15820 SH SOLE 0 0 15820 PROSHARES TR DJ BRKFLD GLB 74347B508 303 7911 SH SOLE 0 0 7911 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 42 1765 SH SOLE 0 0 1765 PROSHARES TR PSHS ULT S&P 500 74347R107 0 4 SH SOLE 0 0 4 PROSHARES TR SHRT 20+YR TRE 74347X849 307 20000 SH SOLE 0 0 20000 PROSHARES TR S&P 500 DV ARIST 74348A467 17 230 SH SOLE 0 0 230 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 10 2500 SH SOLE 0 0 2500 QUALCOMM INC COM 747525103 461 3914 SH SOLE 0 0 3914 REV GROUP INC COM 749527107 33 4125 SH SOLE 0 0 4125 RAYTHEON TECHNOLOGIES CORP COM 75513E101 142 2472 SH SOLE 0 0 2472 REALTY INCOME CORP COM 756109104 54 893 SH SOLE 0 0 893 REAVES UTIL INCOME FD COM SH BEN INT 756158101 25 808 SH SOLE 0 0 808 RESIDEO TECHNOLOGIES INC COM 76118Y104 4 320 SH SOLE 0 0 320 RIO TINTO PLC SPONSORED ADR 767204100 6 100 SH SOLE 0 0 100 ROCKWELL AUTOMATION INC COM 773903109 71 320 SH SOLE 0 0 320 ROKU INC COM CL A 77543R102 41 215 SH SOLE 0 0 215 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 29 1150 SH SOLE 0 0 1150 SPDR S&P 500 ETF TR TR UNIT 78462F103 2075 6197 SH SOLE 0 0 6197 SPDR GOLD TR GOLD SHS 78463V107 10160 57363 SH SOLE 0 0 57363 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 22 920 SH SOLE 0 0 920 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 34 1016 SH SOLE 0 0 1016 SPDR SER TR WELLS FG PFD ETF 78464A292 2376 54654 SH SOLE 0 0 54654 SPDR SER TR BLMBRG BRC CNVRT 78464A359 230 3339 SH SOLE 0 0 3339 SPDR SER TR PORTFOLIO INTRMD 78464A375 222 6043 SH SOLE 0 0 6043 SPDR SER TR PORTFOLIO SHORT 78464A474 192 6116 SH SOLE 0 0 6116 SPDR SER TR S&P REGL BKG 78464A698 68 1911 SH SOLE 0 0 1911 SPDR SER TR S&P RETAIL ETF 78464A714 5 110 SH SOLE 0 0 110 SPDR SER TR S&P DIVID ETF 78464A763 6426 69545 SH SOLE 0 0 69545 SPDR SER TR S&P INS ETF 78464A789 5 176 SH SOLE 0 0 176 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 328 6656 SH SOLE 0 0 6656 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 32 114 SH SOLE 0 0 114 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1477 4360 SH SOLE 0 0 4360 SPDR SER TR SPDR BLOOMBERG 78468R663 1017 11117 SH SOLE 0 0 11117 SPDR SER TR NUVEEN BRC MUNIC 78468R721 293 5650 SH SOLE 0 0 5650 SPDR SER TR NUVEEN BLMBRG SR 78468R739 145 2900 SH SOLE 0 0 2900 SPDR SER TR PRTFLO S&P500 HI 78468R788 138 5037 SH SOLE 0 0 5037 SALESFORCE COM INC COM 79466L302 92 367 SH SOLE 0 0 367 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5 93 SH SOLE 0 0 93 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 5 66 SH SOLE 0 0 66 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 13 235 SH SOLE 0 0 235 SCIENCE APPLICATIONS INTL CO COM 808625107 1 7 SH SOLE 0 0 7 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 16 250 SH SOLE 0 0 250 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10944 103751 SH SOLE 0 0 103751 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 73 1136 SH SOLE 0 0 1136 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 79 538 SH SOLE 0 0 538 SELECT SECTOR SPDR TR ENERGY 81369Y506 6 200 SH SOLE 0 0 200 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 71 2963 SH SOLE 0 0 2963 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 42 545 SH SOLE 0 0 545 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2815 24118 SH SOLE 0 0 24118 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 49 820 SH SOLE 0 0 820 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 15 438 SH SOLE 0 0 438 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1439 24231 SH SOLE 0 0 24231 SHERWIN WILLIAMS CO COM 824348106 697 1000 SH SOLE 0 0 1000 SMITH A O CORP COM 831865209 572 10829 SH SOLE 0 0 10829 SMUCKER J M CO COM NEW 832696405 530 4592 SH SOLE 0 0 4592 SONOMA PHARMACEUTICALS INC COM NEW 83558L204 0 13 SH SOLE 0 0 13 SOUTHERN CO COM 842587107 7088 130735 SH SOLE 0 0 130735 SOUTHERN COPPER CORP COM 84265V105 24 523 SH SOLE 0 0 523 SOUTHWEST AIRLS CO COM 844741108 12 320 SH SOLE 0 0 320 STAG INDL INC COM 85254J102 69 2270 SH SOLE 0 0 2270 STANTEC INC COM 85472N109 6 200 SH SOLE 0 0 200 STARBUCKS CORP COM 855244109 6420 74721 SH SOLE 0 0 74721 STARWOOD PPTY TR INC COM 85571B105 229 15143 SH SOLE 0 0 15143 STRYKER CORPORATION COM 863667101 469 2250 SH SOLE 0 0 2250 SYNOVUS FINL CORP COM NEW 87161C501 97 4590 SH SOLE 0 0 4590 SYSCO CORP COM 871829107 868 13950 SH SOLE 0 0 13950 TJX COS INC NEW COM 872540109 2 33 SH SOLE 0 0 33 TARGET CORP COM 87612E106 845 5365 SH SOLE 0 0 5365 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 6 400 SH SOLE 0 0 400 TESLA INC COM 88160R101 103 240 SH SOLE 0 0 240 THERMO FISHER SCIENTIFIC INC COM 883556102 151 342 SH SOLE 0 0 342 3M CO COM 88579Y101 1101 6875 SH SOLE 0 0 6875 TRAVELERS COMPANIES INC COM 89417E109 155 1429 SH SOLE 0 0 1429 UBS AG JERSEY BRANCH ETRAC WELLS BDCI 902641588 127 8624 SH SOLE 0 0 8624 US BANCORP DEL COM NEW 902973304 71 1993 SH SOLE 0 0 1993 UNION PAC CORP COM 907818108 3449 17518 SH SOLE 0 0 17518 UNITED PARCEL SERVICE INC CL B 911312106 83 500 SH SOLE 0 0 500 UNITED RENTALS INC COM 911363109 524 3000 SH SOLE 0 0 3000 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 530 17855 SH SOLE 0 0 17855 UNITEDHEALTH GROUP INC COM 91324P102 11558 37071 SH SOLE 0 0 37071 VALERO ENERGY CORP COM 91913Y100 186 4300 SH SOLE 0 0 4300 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 17 439 SH SOLE 0 0 439 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 5539 288772 SH SOLE 0 0 288772 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 8 278 SH SOLE 0 0 278 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 216 3614 SH SOLE 0 0 3614 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 68 530 SH SOLE 0 0 530 VANGUARD WORLD FD MEGA GRWTH IND 921910816 47 255 SH SOLE 0 0 255 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 139 1674 SH SOLE 0 0 1674 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 223 2525 SH SOLE 0 0 2525 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 20 478 SH SOLE 0 0 478 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 32 633 SH SOLE 0 0 633 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3038 70251 SH SOLE 0 0 70251 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 3 45 SH SOLE 0 0 45 VANGUARD WORLD FDS INF TECH ETF 92204A702 333 1068 SH SOLE 0 0 1068 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 680 2211 SH SOLE 0 0 2211 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 74 734 SH SOLE 0 0 734 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 11 60 SH SOLE 0 0 60 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 932 11807 SH SOLE 0 0 11807 VANGUARD INDEX FDS SML CP GRW ETF 922908595 8 39 SH SOLE 0 0 39 VANGUARD INDEX FDS SM CP VAL ETF 922908611 11 100 SH SOLE 0 0 100 VANGUARD INDEX FDS GROWTH ETF 922908736 255 1120 SH SOLE 0 0 1120 VANGUARD INDEX FDS VALUE ETF 922908744 52 495 SH SOLE 0 0 495 VANGUARD INDEX FDS SMALL CP ETF 922908751 295 1921 SH SOLE 0 0 1921 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1139 6686 SH SOLE 0 0 6686 VERIZON COMMUNICATIONS INC COM 92343V104 9869 165896 SH SOLE 0 0 165896 VERITIV CORP COM 923454102 0 7 SH SOLE 0 0 7 VIACOMCBS INC CL B 92556H206 1528 54567 SH SOLE 0 0 54567 VISA INC COM CL A 92826C839 478 2388 SH SOLE 0 0 2388 VISHAY INTERTECHNOLOGY INC COM 928298108 9 563 SH SOLE 0 0 563 VISHAY PRECISION GROUP INC COM 92835K103 1 40 SH SOLE 0 0 40 VIRTUS GLOBAL DIVID & INCOME COM 92835W107 8 1000 SH SOLE 0 0 1000 VOYA FINANCIAL INC COM 929089100 2 50 SH SOLE 0 0 50 WEC ENERGY GROUP INC COM 92939U106 635 6548 SH SOLE 0 0 6548 WALMART INC COM 931142103 314 2246 SH SOLE 0 0 2246 WALGREENS BOOTS ALLIANCE INC COM 931427108 119 3315 SH SOLE 0 0 3315 WASTE MGMT INC DEL COM 94106L109 4252 37573 SH SOLE 0 0 37573 WELLS FARGO CO NEW COM 949746101 154 6567 SH SOLE 0 0 6567 WHEATON PRECIOUS METALS CORP COM 962879102 5 100 SH SOLE 0 0 100 WILLIAMS COS INC COM 969457100 9 449 SH SOLE 0 0 449 WINNEBAGO INDS INC COM 974637100 28 535 SH SOLE 0 0 535 WISDOMTREE TR US TOTAL DIVIDND 97717W109 30 320 SH SOLE 0 0 320 WISDOMTREE TR US HIGH DIVIDEND 97717W208 68 1093 SH SOLE 0 0 1093 WISDOMTREE TR US MIDCAP DIVID 97717W505 179 6179 SH SOLE 0 0 6179 WISDOMTREE TR US SMALLCAP DIVD 97717W604 308 14617 SH SOLE 0 0 14617 WISDOMTREE TR ITL HIGH DIV FD 97717W802 298 9070 SH SOLE 0 0 9070 WISDOMTREE TR YIELD ENHANCD US 97717X511 642 11931 SH SOLE 0 0 11931 WISDOMTREE TR US S CAP QTY DIV 97717X651 6 200 SH SOLE 0 0 200 WOODWARD INC COM 980745103 81 1010 SH SOLE 0 0 1010 WYNDHAM DESTINATIONS INC COM 98310W108 19 622 SH SOLE 0 0 622 XPO LOGISTICS INC COM 983793100 8 100 SH SOLE 0 0 100 XILINX INC COM 983919101 10 100 SH SOLE 0 0 100 YAMANA GOLD INC COM 98462Y100 6 1000 SH SOLE 0 0 1000 ZIMMER BIOMET HOLDINGS INC COM 98956P102 16 120 SH SOLE 0 0 120 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 16 72 SH SOLE 0 0 72 EATON CORP PLC SHS G29183103 41 400 SH SOLE 0 0 400 JOHNSON CTLS INTL PLC SHS G51502105 52 1276 SH SOLE 0 0 1276 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 357 9000 SH SOLE 0 0 9000 MEDTRONIC PLC SHS G5960L103 4552 43801 SH SOLE 0 0 43801 PENTAIR PLC SHS G7S00T104 3 59 SH SOLE 0 0 59 WHITE MTNS INS GROUP LTD COM G9618E107 916 1176 SH SOLE 0 0 1176 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 17 200 SH SOLE 0 0 200 GARMIN LTD SHS H2906T109 66 700 SH SOLE 0 0 700 TE CONNECTIVITY LTD REG SHS H84989104 24 250 SH SOLE 0 0 250 FIVERR INTL LTD ORD SHS M4R82T106 5 39 SH SOLE 0 0 39 ROYAL CARIBBEAN GROUP COM V7780T103 19 290 SH SOLE 0 0 290