0000899243-20-012179.txt : 20200506
0000899243-20-012179.hdr.sgml : 20200506
20200506193821
ACCESSION NUMBER: 0000899243-20-012179
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200505
FILED AS OF DATE: 20200506
DATE AS OF CHANGE: 20200506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NBVM GP, LLC
CENTRAL INDEX KEY: 0001401650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854117
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAMORE RICHARD A
CENTRAL INDEX KEY: 0001206641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854118
MAIL ADDRESS:
STREET 1: C/O NORTHBRIDGE VENTURE PARTNERS
STREET 2: 950 WINTER ST STE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH BRIDGE VENTURE PARTNERS V A LP
CENTRAL INDEX KEY: 0001138402
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854119
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTH BRIDGE VENTURE PARTNERS V-B LP
CENTRAL INDEX KEY: 0001138399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854120
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Partners VI L P
CENTRAL INDEX KEY: 0001327539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854121
BUSINESS ADDRESS:
STREET 1: 950 WINTER ST
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER ST
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Management V, L.P.
CENTRAL INDEX KEY: 0001297397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854122
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET
STREET 2: SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: North Bridge Venture Management VI, L.P.
CENTRAL INDEX KEY: 0001590898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39273
FILM NUMBER: 20854123
BUSINESS ADDRESS:
STREET 1: 950 WINTER STREET, SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0004
MAIL ADDRESS:
STREET 1: 950 WINTER STREET, SUITE 4600
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lyra Therapeutics, Inc.
CENTRAL INDEX KEY: 0001327273
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 ARSENAL STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617-373-4600
MAIL ADDRESS:
STREET 1: 480 ARSENAL STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
FORMER COMPANY:
FORMER CONFORMED NAME: 480 Biomedical, Inc.
DATE OF NAME CHANGE: 20120927
FORMER COMPANY:
FORMER CONFORMED NAME: Arsenal Vascular, Inc.
DATE OF NAME CHANGE: 20110826
FORMER COMPANY:
FORMER CONFORMED NAME: Arsenal Medical, Inc.
DATE OF NAME CHANGE: 20090414
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-05
0
0001327273
Lyra Therapeutics, Inc.
LYRA
0001401650
NBVM GP, LLC
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
0001206641
DAMORE RICHARD A
60 WILLIAM STREET, SUITE 350
WELLESLEY
02481
0
0
1
0
0001138402
NORTH BRIDGE VENTURE PARTNERS V A LP
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
0001138399
NORTH BRIDGE VENTURE PARTNERS V-B LP
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
0001327539
North Bridge Venture Partners VI L P
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
0001297397
North Bridge Venture Management V, L.P.
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
0001590898
North Bridge Venture Management VI, L.P.
60 WILLIAM STREET, SUITE 350
WELLESLEY
MA
02481
0
0
1
0
Common Stock
2020-05-05
4
C
0
651453
A
651453
I
See footnote
Common Stock
2020-05-05
4
C
0
319303
A
319303
I
See footnote
Common Stock
2020-05-05
4
C
0
471929
A
471929
I
See footnote
Common Stock
2020-05-05
4
X
0
21060
8.63
A
672513
I
See footnote
Common Stock
2020-05-05
4
S
0
11360
16.00
D
661153
I
See footnote
Common Stock
2020-05-05
4
X
0
10322
8.63
A
329625
I
See footnote
Common Stock
2020-05-05
4
S
0
5568
16.00
D
324057
I
See footnote
Common Stock
2020-05-05
4
X
0
13449
8.63
A
485378
I
See footnote
Common Stock
2020-05-05
4
S
0
7255
16.00
D
478123
I
See footnote
Common Stock
2020-05-05
4
P
0
117439
16.00
A
778592
I
See Footnote
Common Stock
2020-05-05
4
P
0
57561
16.00
A
381618
I
See Footnote
Common Stock
2020-05-05
4
P
0
75000
16.00
A
553123
I
See Footnote
Series A-1/A Convertible Preferred Stock
2020-05-05
4
C
0
1157670
D
Common Stock
33572
0
I
See footnote
Series A-1/A Convertible Preferred Stock
2020-05-05
4
C
0
567420
D
Common Stock
16455
0
I
See footnote
Series A-1/A Convertible Preferred Stock
2020-05-05
4
C
0
1725090
D
Common Stock
50027
0
I
See footnote
Series A-1/B Convertible Preferred Stock
2020-05-05
4
C
0
1105754
D
Common Stock
32066
0
I
See footnote
Series A-1/B Convertible Preferred Stock
2020-05-05
4
C
0
541973
D
Common Stock
15717
0
I
See footnote
Series A-1/B Convertible Preferred Stock
2020-05-05
4
C
0
1647727
D
Common Stock
47783
0
I
See footnote
Series A-1/C Convertible Preferred Stock
2020-05-05
4
C
0
3051758
D
Common Stock
88500
0
I
See footnote
Series A-1/C Convertible Preferred Stock
2020-05-05
4
C
0
1495786
D
Common Stock
43377
0
I
See footnote
Series A-1/C Convertible Preferred Stock
2020-05-05
4
C
0
1948948
D
Common Stock
56519
0
I
See footnote
Series A-2 Convertible Preferred Stock
2020-05-05
4
C
0
3270702
D
Common Stock
94849
0
I
See footnote
Series A-2 Convertible Preferred Stock
2020-05-05
4
C
0
1603102
D
Common Stock
46489
0
I
See footnote
Series A-2 Convertible Preferred Stock
2020-05-05
4
C
0
2088772
D
Common Stock
60573
0
I
See footnote
Series A-3 Convertible Preferred Stock
2020-05-05
4
C
0
4587608
D
Common Stock
133039
0
I
See footnote
Series A-3 Convertible Preferred Stock
2020-05-05
4
C
0
2248569
D
Common Stock
65208
0
I
See footnote
Series A-3 Convertible Preferred Stock
2020-05-05
4
C
0
2929790
D
Common Stock
84963
0
I
See footnote
Series A-4 Convertible Preferred Stock
2020-05-05
4
C
0
3745346
D
Common Stock
108614
0
I
See footnote
Series A-4 Convertible Preferred Stock
2020-05-05
4
C
0
1835743
D
Common Stock
53236
0
I
See footnote
Series A-4 Convertible Preferred Stock
2020-05-05
4
C
0
2391895
D
Common Stock
69364
0
I
See footnote
Series B Convertible Preferred Stock
2020-05-05
4
C
0
3124633
D
Common Stock
90613
0
I
See footnote
Series B Convertible Preferred Stock
2020-05-05
4
C
0
1531507
D
Common Stock
44413
0
I
See footnote
Series B Convertible Preferred Stock
2020-05-05
4
C
0
1995489
D
Common Stock
57868
0
I
See footnote
Series C Convertible Preferred Stock
2020-05-05
4
C
0
2420729
D
Common Stock
70200
0
I
See footnote
Series C Convertible Preferred Stock
2020-05-05
4
C
0
1186496
D
Common Stock
34408
0
I
See footnote
Series C Convertible Preferred Stock
2020-05-05
4
C
0
1545953
D
Common Stock
44832
0
I
See footnote
Common Warrants
8.63
2020-05-05
4
X
0
21060
0.00
D
2020-01-17
2030-01-10
Common Stock
21060
0
I
See footnote
Common Warrants
8.63
2020-05-05
4
X
0
10322
0.00
D
2020-01-17
2030-01-10
Common Stock
10322
0
I
See footnote
Common Warrants
8.63
2020-05-05
4
X
0
13449
0.00
D
2020-01-17
2030-01-10
Common Stock
13449
0
I
See footnote
Each share of preferred stock was automatically converted into 0.0289998 shares of common stock upon the closing of the Issuer's initial public offering. The preferred stock had no expiration date.
The reportable securities are owned directly by North Bridge Venture Partners V-A, L.P. ("NBVP V-A"). North Bridge Venture Management V, L.P. ("NBVM V") is the sole general partner of NBVP V-A and North Bridge Venture Management GP, LLC ("NBVM GP") is the sole general partner of NBVM V. Each of Edward T. Anderson ("Anderson"), a member of the Issuer's board of directors, and Richard A. D'Amore ("D'Amore") are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-A. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The reportable securities are owned directly by North Bridge Venture Partners V-B, L.P. ("NBVP V-B"). NBVM V is the sole general partner of NBVP V-B and NBVM GP is the sole general partner of NBVM V. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP V-B. Each of NBVM V, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI and NBVM GP is the sole general partner of NBVM VI. Each of Anderson, a member of the Issuer's board of directors, and D'Amore are the managing members of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP, Anderson and D'Amore disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
On May 5, 2020, NBVP V-A exercised a warrant to purchase 21,060 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 11,360 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP V-A. The Issuer also paid $12.20 to NBVP V-A in lieu of a fractional share.
On May 5, 2020, NBVP V-B exercised a warrant to purchsae 10,322 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 5,568 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP V-B. The Issuer also paid $9.14 to NBVP V-B in lieu of a fractional share.
On May 5, 2020, NBVP VI exercised a warrant to purchase 13,449 shares of the Issuer's common stock for $16.00 a share, which represents the Issuer's initial public offering price. In connection with the automatic net exercise of the warrant immediately prior to the closing of the Issuer's initial public offering, the Issuer withheld 7,255 of the warrant shares to pay the exercise price and issued the remaining warrant shares to NBVP VI. The Issuer also paid $15.13 to NBVP VI in lieu of a fractional share.
North Bridge Venture Partners V-A, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P., general partner of North Bridge Venture Partners V-A, L.P.
2020-05-06
North Bridge Venture Partners V-B, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P., general partner of North Bridge Venture Partners V-B, L.P.
2020-05-06
North Bridge Venture Partners VI, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management VI, L.P., general partner of North Bridge Venture Partners VI, L.P.
2020-05-06
North Bridge Venture Management V, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management V, L.P.
2020-05-06
North Bridge Venture Management GP, LLC, /s/ Edward T. Anderson, Manager of NBVM GP
2020-05-06
North Bridge Venture Management VI, L.P., /s/ Edward T. Anderson, Manager of NBVM GP, general partner of North Bridge Venture Management VI, L.P.
2020-05-06
/s/ Richard A. D'Amore
2020-05-06