0001144204-15-068879.txt : 20151201 0001144204-15-068879.hdr.sgml : 20151201 20151201183144 ACCESSION NUMBER: 0001144204-15-068879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151201 DATE AS OF CHANGE: 20151201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvard Apparatus Regenerative Technology, Inc. CENTRAL INDEX KEY: 0001563665 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 455210462 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 BUSINESS PHONE: (774) 233-7300 MAIL ADDRESS: STREET 1: 84 OCTOBER HILL ROAD STREET 2: SUITE 11 CITY: HOLLISTON STATE: MA ZIP: 01746 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY JOHN F CENTRAL INDEX KEY: 0001138315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35853 FILM NUMBER: 151263313 MAIL ADDRESS: STREET 1: C/O NET PERCEPTIONS INC STREET 2: 7700 FRANCE AVE. SOUTH CITY: EDINA STATE: MN ZIP: 55435 4 1 v426028_form4.xml FORM 4 X0306 4 2015-12-01 0 0001563665 Harvard Apparatus Regenerative Technology, Inc. HART 0001138315 KENNEDY JOHN F C/O HART 84 OCTOBER HILL ROAD, SUITE 11 HOLLISTON MA 01746 1 0 0 0 Common Stock 2015-12-01 4 P 0 9000 2.9472 A 35724 D This transaction was executed in multiple trades at prices ranging from $2.93 to $2.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This form has been signed under power of attorney. /s/ Chad Porter, by power of attorney 2015-12-01