FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CB RICHARD ELLIS GROUP INC [ CBG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/13/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11,177 | D(1) | ||||||||
Common Stock | 9,997,428 | D(6) | ||||||||
Common Stock | 11,613,125 | D(7) | ||||||||
Common Stock | 239,634 | D(8) | ||||||||
Common Stock | 1,400,200 | D(9) | ||||||||
Common Stock | 02/13/2008 | P | 9,100 | A | $19.4 | 26,600 | D(2)(5) | |||
Common Stock | 02/14/2008 | P | 2,800 | A | $19.59 | 29,400 | D(2)(5) | |||
Common Stock | 02/14/2008 | P | 7,500 | A | $19.6 | 36,900 | D(2)(5) | |||
Common Stock | 02/15/2008 | P | 7,000 | A | $19.23 | 43,900 | D(2)(5) | |||
Common Stock | 02/15/2008 | P | 2,200 | A | $19.24 | 46,100 | D(2)(5) | |||
Common Stock | 02/15/2008 | P | 1,500 | A | $19.28 | 47,600 | D(2)(5) | |||
Common Stock | 02/15/2008 | P | 8,700 | A | $19.32 | 56,300 | D(2)(5) | |||
Common Stock | 02/13/2008 | P | 11,500 | A | $19.4 | 33,600 | D(3)(5) | |||
Common Stock | 02/14/2008 | P | 3,600 | A | $19.59 | 37,200 | D(3)(5) | |||
Common Stock | 02/14/2008 | P | 9,600 | A | $19.6 | 46,800 | D(3)(5) | |||
Common Stock | 02/15/2008 | P | 12,800 | A | $19.23 | 59,600 | D(3)(5) | |||
Common Stock | 02/15/2008 | P | 4,100 | A | $19.24 | 63,700 | D(3)(5) | |||
Common Stock | 02/15/2008 | P | 2,800 | A | $19.28 | 66,500 | D(3)(5) | |||
Common Stock | 02/15/2008 | P | 16,100 | A | $19.32 | 82,600 | D(3)(5) | |||
Common Stock | 02/13/2008 | P | 10,200 | A | $19.4 | 29,800 | D(4)(5) | |||
Common Stock | 02/14/2008 | P | 3,100 | A | $19.59 | 32,900 | D(4)(5) | |||
Common Stock | 02/14/2008 | P | 8,400 | A | $19.6 | 41,300 | D(4)(5) | |||
Common Stock | 02/15/2008 | P | 7,500 | A | $19.23 | 48,800 | D(4)(5) | |||
Common Stock | 02/15/2008 | P | 2,400 | A | $19.24 | 51,200 | D(4)(5) | |||
Common Stock | 02/15/2008 | P | 1,700 | A | $19.28 | 52,900 | D(4)(5) | |||
Common Stock | 02/15/2008 | P | 9,400 | A | $19.32 | 62,300 | D(4)(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These shares are owned directly by Blum Capital Partners, L.P. ("Blum LP"). They may be deemed to be owned indirectly by RCBA Inc., as described in Note (5). RCBA Inc. disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. |
2. These shares are owned directly by BK Capital Partners IV, L.P. |
3. These shares are owned directly by Stinson Capital Partners, L.P. |
4. These shares are owned directly by Stinson Capital Partners A, L.P. |
5. These shares may be deemed to be owned indirectly by the following parties: (i) Blum LP, the general partner of the limited partnerships described in Notes (2), (3) and (4); and (ii) Richard C. Blum & Associates, Inc. ("RCBA Inc."), the general partner of Blum LP. Blum LP and RCBA Inc. disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. |
6. These shares are owned directly by Blum Strategic Partners, L.P. ("Blum Strategic"). The shares also may be deemed to be owned indirectly by Blum Strategic GP, L.L.C. ("Blum GP"), the general partner of Blum Strategic. Blum GP disclaims beneficial ownership of these sharess, except to the extent of any pecuniary interest therein. |
7. These shares are owned directly by Blum Strategic Partners II, L.P. ("Strategic II"). The shares also may be deemed to be owned indirectly by Blum Strategic GP II, L.L.C. ("Blum GP II"), the general partner of Strategic II. Blum GP II disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. |
8. These shares are owned directly by Blum Strategic Partners II GmbH & Co. KG ("Strategic II KG"). The shares also may be deemed to be owned indirectly by Blum GP II, the managing limited partner of Strategic II KG. Blum GP II disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein. |
9. These shares are owned directly by Blum Strategic Partners IV, L.P. ("Strategic IV"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP IV, L.P. ("Blum GP IV LP"), the general partner of Strategic IV, and (ii) Blum Strategic GP IV, L.L.C. ("Blum GP IV"), the general partner of Blum GP IV LP. Both Blum GP IV LP and Blum GP IV disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. |
Remarks: |
This Form 4 is Part 1 of 3 being filed to report transactions effected between February 13, 2008 and February 15, 2008. |
See Attached Signature Page | 02/15/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |