0001127602-24-008298.txt : 20240304 0001127602-24-008298.hdr.sgml : 20240304 20240304185932 ACCESSION NUMBER: 0001127602-24-008298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN ANDREW F CENTRAL INDEX KEY: 0001795452 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24717421 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-29 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001795452 SULLIVAN ANDREW F 751 BROAD STREET, 5TH FLOOR ATTN: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 Executive Vice President 0 Common Stock 2024-02-29 4 M 0 4503 0 A 19976 D Common Stock 2024-02-29 4 F 0 2144 108.99 D 17832 D Common Stock 2024-02-29 4 M 0 3022 0 A 20854 D Common Stock 2024-02-29 4 F 0 1463 108.99 D 19391 D Common Stock 2024-02-29 4 M 0 4035 0 A 23426 D Common Stock 2024-02-29 4 F 0 2050 108.99 D 21376 D Common Stock 412 I By 401(k) 2021 Restricted Stock Units 2024-02-29 4 M 0 4503 0 D Common Stock 4503 0 D 2022 Restricted Stock Units 0 2024-02-29 4 M 0 3022 0 D Common Stock 3022 3023 D 2023 Restricted Stock Units 0 2024-02-29 4 M 0 4035 0 D Common Stock 4035 8070 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. /s/ Danny Fiore, attorney-in-fact 2024-03-04