X0306 4 2022-01-07 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001256465 FALZON ROBERT 751 BROAD STREET, 5TH FLOOR ATTN. REGULATORY FILINGS UNIT NEWARK NJ 07102 1 EVP and Vice Chairman Common Stock 2022-01-07 4 M 0 7504 84.53 A 99692 D Common Stock 2022-01-07 4 S 0 7031 115.00 D 92661 D Common Stock 2022-01-07 4 M 0 10687 78.08 A 103348 D Common Stock 2022-01-07 4 S 0 9869 115.00 D 93479 D Common Stock 653 I By 401(k) Common Stock 3580 I By Spouse 2014 Employee Stock Option (Right to Buy) 84.53 2022-01-07 4 M 0 7504 0 D 2024-02-11 Common Stock 7504 0 D 2015 Employee Stock Option (Right to Buy) 78.08 2022-01-07 4 M 0 10687 0 D 2025-02-10 Common Stock 10687 0 D The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Following the transactions reported on this Form 4, Mr. Falzon continues to hold 93,479 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 124,360 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals). The options vested in three equal annual installments beginning on February 11, 2015. The options vested in three equal annual installments beginning on February 10, 2016. /s/ Richard J. Baker, attorney-in-fact 2022-01-10