X0306 4 2021-10-08 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001512629 Lowrey Charles F 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 1 1 Chief Executive Officer Chairman of the Board Common Stock 2021-10-08 4 M 0 39958 63.59 A 132767 D Common Stock 2021-10-08 4 S 0 37011 110.00 D 95756 D Common Stock 253 I By 401(k) 2016 Employee Stock Option (Right to Buy) 63.59 2021-10-08 4 M 0 39958 0 D 2026-02-09 Common Stock 39958 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021. Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 95,756 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 238,787 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals). Amount reported has been adjusted to include 7 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between January 01, 2021 and September 30, 2021 based on a plan statement dated September 30, 2021. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). The options vested in three equal annual installments beginning on February 9, 2017. /s/ Richard J. Baker, attorney-in-fact 2021-10-13