0001127602-21-020401.txt : 20210621
0001127602-21-020401.hdr.sgml : 20210621
20210621162716
ACCESSION NUMBER: 0001127602-21-020401
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210621
DATE AS OF CHANGE: 20210621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Wendy Elizabeth
CENTRAL INDEX KEY: 0001723472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 211030936
MAIL ADDRESS:
STREET 1: 2025 HAMILTON AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-06-17
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001723472
Jones Wendy Elizabeth
751 BROAD STREET, 4TH FLOOR
ATTN: CORPORATE COMPLIANCE
NEWARK
NJ
07102
1
Notional Shares - Optional
0
2021-06-17
4
A
0
2
100.64
A
Common Stock
2
208
D
1/4/21 Restricted Stock Units
0
2021-06-17
4
A
0
22
100.64
A
Common Stock
22
2010
D
2021 Restricted Stock Units
2021-06-17
4
A
0
16
100.64
A
Common Stock
16
1446
D
Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
/s/ Richard J. Baker, attorney-in-fact
2021-06-21