0001127602-20-020191.txt : 20200622 0001127602-20-020191.hdr.sgml : 20200622 20200622171339 ACCESSION NUMBER: 0001127602-20-020191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200622 DATE AS OF CHANGE: 20200622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN ANDREW F CENTRAL INDEX KEY: 0001795452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 20979556 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 4TH FLOOR STREET 2: ATTN: CORPORATE COMPLIANCE CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-06-18 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001795452 SULLIVAN ANDREW F 751 BROAD STREET, 4TH FLOOR ATTN: CORPORATE COMPLIANCE NEWARK NJ 07102 1 Executive Vice President Deferred Compensation Shares 0 2020-06-18 4 A 0 45 64.04 A Common Stock 45 2720 D Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. /s/John M. Cafiero, attorney-in-fact 2020-06-22