0001127602-19-028620.txt : 20190917 0001127602-19-028620.hdr.sgml : 20190917 20190917204124 ACCESSION NUMBER: 0001127602-19-028620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190913 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sleyster Scott CENTRAL INDEX KEY: 0001555872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 191098222 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 4TH FLOOR STREET 2: ATTN.: CORPORATE COMPLIANCE CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-09-13 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001555872 Sleyster Scott 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 Executive Vice President Deferred Compensation Shares 0 2019-09-13 4 I 0 10799 89.82 A Common Stock 10799 93430 D Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. /s/Andrew Hughes, attorney-in-fact 2019-09-17