0001127602-19-011824.txt : 20190318 0001127602-19-011824.hdr.sgml : 20190318 20190318162750 ACCESSION NUMBER: 0001127602-19-011824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190314 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silitch Nicholas C CENTRAL INDEX KEY: 0001552178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 19688584 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 4TH FLR STREET 2: ATTN.: CORPORATE COMPLIANCE CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-14 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001552178 Silitch Nicholas C 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 Senior Vice President Common Stock 2019-03-14 4 S 0 13000 95.25 D 12174 D Common Stock 385 I By 401(k) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.21 to $95.28 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Following the transactions reported on this Form 4, Mr. Silitch continues to hold 12,174 shares directly and 385 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 39,828 vested stock options, 22,869 unvested stock options, and 22,794 target performance shares (the exact number awarded being dependent on achievement of performance goals). /s/John M. Cafiero, attorney-in-fact 2019-03-18