0001127602-19-011824.txt : 20190318
0001127602-19-011824.hdr.sgml : 20190318
20190318162750
ACCESSION NUMBER: 0001127602-19-011824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silitch Nicholas C
CENTRAL INDEX KEY: 0001552178
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 19688584
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 4TH FLR
STREET 2: ATTN.: CORPORATE COMPLIANCE
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-14
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001552178
Silitch Nicholas C
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE
NEWARK
NJ
07102
1
Senior Vice President
Common Stock
2019-03-14
4
S
0
13000
95.25
D
12174
D
Common Stock
385
I
By 401(k)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.21 to $95.28 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Following the transactions reported on this Form 4, Mr. Silitch continues to hold 12,174 shares directly and 385 shares indirectly in a 401(k) account. Mr. Silitch also holds an additional 39,828 vested stock options, 22,869 unvested stock options, and 22,794 target performance shares (the exact number awarded being dependent on achievement of performance goals).
/s/John M. Cafiero, attorney-in-fact
2019-03-18