485BPOS 1 a18-15673_11485bpos.htm POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B)

 

As filed with the U.S. Securities and Exchange Commission on August 8, 2018

 

Registration No. 333-61366

 

811-10385

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

Pre-Effective Amendment No.                          o

 

Post-Effective Amendment No. 146 x

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 o

 

Amendment No. 150 x

 

(Check appropriate box or boxes)

 

Pacific Funds Series Trust

(Exact Name of Registrant as Specified in Charter)

 

700 Newport Center Drive, P.O. Box 7500, Newport Beach, CA 92660

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (949) 219-3202

 

Audrey L. Cheng, Esq.

 

Pacific Life Insurance Company

700 Newport Center Drive

Newport Beach, CA 92660

(Name and Address of Agent for Service)

 

Copies to:

 

Anthony H. Zacharski, Esq.

Dechert LLP

90 State House Square

Hartford, CT 06103-3702

 

It is proposed that this filing will become effective (check appropriate box)

 

x  immediately upon filing pursuant to paragraph (b)

 

o  on (date) pursuant to paragraph (b)

 

o 60 days after filing pursuant to paragraph (a)(1)

 

o  on (date) pursuant to paragraph (a)(1)

 

o  75 days after filing pursuant to paragraph (a)(2)

 

o  on (date) pursuant to paragraph (a)(2) of rule 485.

 

If appropriate, check the following box:

 

o  this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 (“Securities Act”) and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 146 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Newport Beach in the State of California on this 8th day of August, 2018.

 

 

PACIFIC FUNDS SERIES TRUST

 

 

 

 

 

By:

/s/ Mark Karpe

 

 

Mark Karpe

 

 

Assistant Vice President and Counsel

 

 

Pacific Life Insurance Company

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 146 to the Registration Statement of Pacific Funds Series Trust has been signed below by the following persons in the capacities and on the dates indicated:

 

SIGNATURE

 

TITLE

 

DATE

 

 

 

 

 

 

 

 

 

 

James T. Morris*

 

Chairman of the Board and Trustee
(Principal Executive Officer)

 

August 8, 2018

 

 

 

 

 

Adrian S. Griggs*

 

Chief Executive Officer

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

Trevor Smith*

 

Assistant Vice President and Treasurer

 

August 8, 2018

 

 

(Principal Financial and Accounting Officer)

 

 

 

 

 

 

 

Frederick L. Blackmon*

 

Trustee

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

Gale K. Caruso*

 

Trustee

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

Paul A. Keller*

 

Trustee

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

Lucie H. Moore*

 

Trustee

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

Nooruddin S. Veerjee*

 

Trustee

 

August 8, 2018

 

 

 

 

 

 

 

 

 

 

*By:

/s/ Mark Karpe

 

 

 

August 8, 2018

 

Mark Karpe

 

 

 

 

 

as attorney-in-fact pursuant to
power of attorney filed herewith

 

 

 

 

 



 

Pacific Funds Series Trust

Power of Attorney

 

The undersigned trustees and officers of Pacific Funds Series Trust (the “Trust”) hereby appoint Robin S. Yonis, Sharon A. Cheever, Jeffrey S. Puretz, Anthony Zacharski, Greg Larson, Mark Karpe, Audrey L. Cheng, Laurene E. MacElwee, Howard T. Hirakawa, and Carleton J. Muench each individually as their true and lawful attorneys-in-fact (“attorneys”), in all capacities, to execute in their name and file any and all registration statements, including registration statements on Form N-14, proxy statements, exemptive applications, no-action letter requests, shareholder reports and other regulatory filings made applicable to the Trust and each series of the Trust, and any amendments, exhibits, or supplements thereto, and any instruments necessary or desirable in connection therewith as are required to enable the Trust to comply with provisions of the Securities Act of 1933, as amended, and/or the Securities Exchange Act of 1934, as amended, and/or the Investment Company Act of 1940, as amended, and all requirements and regulations of the Securities and Exchange Commission (“SEC”) in connection with the offer of the shares of beneficial interest of the Trust and each series of the Trust, and to file the same, with other documents in connection herewith, with the SEC, any state securities regulator, any self-regulatory organization or any other governmental or official body (including, without limitation, agencies, commissions and authorities). The undersigned grant to said attorneys full authority to do every act necessary to be done in order to effectuate the same as fully, to all intents and purposes, as he or she could do if personally present, thereby ratifying all that said attorneys may lawfully do or cause to be done by virtue hereof. This Power of Attorney hereby terminates and replaces all other previously executed Power of Attorneys for the Trust related to the above.

 

The undersigned trustees and officers of Pacific Funds Series Trust hereby execute this Power of Attorney effective the 1st day of April, 2018.

 

NAME

 

TITLE

 

 

 

/s/ James T. Morris

 

 

James T. Morris

 

Chairman and Trustee

 

 

 

/s/ Frederick L. Blackmon

 

 

Frederick L. Blackmon

 

Trustee

 

 

 

/s/ Gale K. Caruso

 

 

Gale K. Caruso

 

Trustee

 

 

 

/s/ Paul A. Keller

 

 

Paul A. Keller

 

Trustee

 

 

 

/s/ Lucie H. Moore

 

 

Lucie H. Moore

 

Trustee

 

 

 

/s/ Nooruddin S. Veerjee

 

 

Nooruddin S. Veerjee

 

Trustee

 

 

 

/s/ Adrian S. Griggs

 

 

Adrian S. Griggs

 

Chief Executive Officer

 

 

 

/s/ Trevor Smith

 

 

Trevor Smith

 

Assistant Vice President
and Treasurer

 



 

SCHEDULE OF EXHIBITS TO FORM N-1A

 

Exhibit

 

 

Number

 

Exhibit

 

 

 

EX-101.INS

 

XBRL Instance Document

 

 

 

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

 

 

 

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

 

 

 

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

 

 

 

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

 

 

 

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase